Integrated Wealth Management (Palm Desert)’s Caterpillar CAT Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,246	Closed	-$111K	–	345
2016 Q3	$111K	Buy	1,246 +320	+35%	+$26.2K	0.04%	305
2016 Q2	$70K	Buy	926 +71	+8%	+$5.32K	0.03%	350
2016 Q1	$65K	Buy	855 +5	+0.6%	+$335	0.03%	349
2015 Q4	$58K	Buy	850 +5	+0.6%	+$350	0.03%	363
2015 Q3	$55K	Sell	845 -636	-43%	-$48.6K	0.02%	359
2015 Q2	$126K	Sell	1,481 -46	-3%	-$3.96K	0.05%	251
2015 Q1	$122K	Buy	+1,527	New	+$127K	0.05%	255

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s CAT Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Caterpillar (CAT) in Q4 2016, closing a stake of 1,246 shares — an estimated $111K sold.

Integrated Wealth Management (Palm Desert) first reported a position in CAT in Q1 2015 and held it in 7 quarters. The position peaked at $126K in Q2 2015. 1,163 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Caterpillar position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 1,246 Caterpillar shares in Q4 2016, an estimated $111K.
Integrated Wealth Management (Palm Desert) first reported a position in Caterpillar in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s Caterpillar position peaked at $126K in Q2 2015.
1,163 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.