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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
IIC
976
Ironwood Investment Counsel
Arizona
$285K -$10.3K -113 -3%
ST
977
Sabal Trust
Florida
$285K +$10.3K +113 +4%
GC
978
Grimes & Company
Massachusetts
$284K -$10.3K -113 -4%
FNBSF
979
First National Bank Sioux Falls
South Dakota
$284K +$36.6K +400 +15%
HIC
980
Hartline Investment Corp
Illinois
$283K – – –
AAMU
981
Amundi Asset Management US
Massachusetts
$282K +$26.4K +288 +10%
NPPM
982
North Point Portfolio Managers
Ohio
$281K – – –
BRM
983
Boston Research & Management
Massachusetts
$280K +$50.3K +550 +22%
SFT
984
Simmons First Trust
Arkansas
$280K +$280K +3,060 New
LFR
985
Lehman Financial Resources
Pennsylvania
$279K – – –
C
986
CFO4Life
Texas
$279K +$279K +3,045 New
BHA
987
Beech Hill Advisors
New York
$278K – – –
DT
988
Diversified Trust
Tennessee
$278K +$278K +3,032 New
BCB
989
Brian C. Broderick
$277K – – –
BRWM
990
B. Riley Wealth Management
Tennessee
$277K +$31.8K +348 +13%
SSB
991
Sandy Spring Bank
Maryland
$276K -$7.78K -85 -3%
SOAMC
992
Spirit of America Management Corp
New York
$275K – – –
ACM
993
Alethea Capital Management
Washington
$275K +$275K +3,000 New
LCOV
994
London Company of Virginia
Virginia
$274K – – –
ACA
995
Anchor Capital Advisors
Massachusetts
$273K – – –
MJP
996
Michael J. Puzo
$273K +$6.41K +70 +2%
WEC
997
Winslow Evans & Crocker
Massachusetts
$271K -$9.15K -100 -3%
CC
998
Courier Capital
New York
$270K – – –
ITIM
999
Indiana Trust & Investment Management
Indiana
$268K -$115K -1,260 -30%
TB
1000
Terril Brothers
Missouri
$268K – – –
38 39
40
41 42