ACM
CAT icon

Alethea Capital Management’s Caterpillar CAT Stock Holding History

Alethea Capital Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-3,951
Closed -$602K – 67
2018
Q3 		$602K Buy
+3,951
New +$559K 0.9% 25
2015
Q1 		– Sell
-3,000
Closed -$275K – 71
2014
Q4 		$275K Buy
+3,000
New +$292K 0.28% 71

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Alethea Capital Management's CAT Position: Q4 2018 in Review

Alethea Capital Management sold out of Caterpillar (CAT) in Q4 2018, closing a stake of 3,951 shares — an estimated $602K sold.

Alethea Capital Management first reported a position in CAT in Q4 2014 and held it in 2 quarters. The position peaked at $602K in Q3 2018. 1,560 funds tracked by Wall St. Rank hold CAT as of Q4 2018.

  • Alethea Capital Management reported no remaining Caterpillar position as of Q4 2018 after selling out during the quarter.
  • Alethea Capital Management sold 3,951 Caterpillar shares in Q4 2018, an estimated $602K.
  • Alethea Capital Management first reported a position in Caterpillar in Q4 2014 and held it in 2 quarters.
  • Alethea Capital Management's Caterpillar position peaked at $602K in Q3 2018.
  • 1,560 funds tracked by Wall St. Rank held Caterpillar as of Q4 2018.

Based on Alethea Capital Management's 13F filing for Q4 2018, filed 23 Jan 2019.