Alethea Capital Management’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,951	Closed	-$602K	–	65
2018 Q3	$602K	Buy	+3,951	New	+$602K	0.9%	25
2015 Q1	–	Sell	-3,000	Closed	-$275K	–	61
2014 Q4	$275K	Buy	+3,000	New	+$275K	0.28%	70