Michael J. Puzo’s Caterpillar CAT Stock Holding History

Michael J. Puzo’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$797K	Sell	1,125 -1,175	-51%	-$814K	0.23%	47
2025 Q4	$1.32M	Hold	2,300	–	–	0.36%	38
2025 Q3	$1.1M	Sell	2,300 -90	-4%	-$38.4K	0.3%	42
2025 Q2	$928K	Sell	2,390 -100	-4%	-$33.3K	0.26%	46
2025 Q1	$821K	Sell	2,490 -220	-8%	-$78.4K	0.24%	45
2024 Q4	$983K	Hold	2,710	–	–	0.27%	42
2024 Q3	$1.06M	Hold	2,710	–	–	0.28%	42
2024 Q2	$903K	Sell	2,710 -440	-14%	-$153K	0.25%	44
2024 Q1	$1.15M	Sell	3,150 -250	-7%	-$79.9K	0.32%	44
2023 Q4	$1.01M	Hold	3,400	–	–	0.32%	42
2023 Q3	$928K	Sell	3,400 -525	-13%	-$142K	0.31%	47
2023 Q2	$966K	Sell	3,925 -100	-2%	-$22.3K	0.31%	47
2023 Q1	$921K	Hold	4,025	–	–	0.31%	48
2022 Q4	$964K	Hold	4,025	–	–	0.35%	45
2022 Q3	$661K	Hold	4,025	–	–	0.25%	56
2022 Q2	$720K	Hold	4,025	–	–	0.26%	57
2022 Q1	$897K	Sell	4,025 -450	-10%	-$94.4K	0.27%	53
2021 Q4	$925K	Buy	4,475 +400	+10%	+$80.5K	0.26%	48
2021 Q3	$782K	Sell	4,075 -200	-5%	-$41.7K	0.25%	50
2021 Q2	$930K	Sell	4,275 -125	-3%	-$28.9K	0.29%	49
2021 Q1	$1.02M	Sell	4,400 -500	-10%	-$104K	0.32%	49
2020 Q4	$892K	Sell	4,900 -400	-8%	-$67.8K	0.29%	49
2020 Q3	$790K	Sell	5,300 -600	-10%	-$84.3K	0.28%	49
2020 Q2	$746K	Hold	5,900	–	–	0.28%	48
2020 Q1	$685K	Sell	5,900 -100	-2%	-$12.8K	0.3%	47
2019 Q4	$886K	Hold	6,000	–	–	0.32%	49
2019 Q3	$758K	Buy	6,000 +2,800	+88%	+$356K	0.29%	50
2019 Q2	$436K	Buy	3,200 +1,700	+113%	+$225K	0.16%	61
2019 Q1	$203K	Buy	+1,500	New	+$199K	0.08%	78
2018 Q4	–	Sell	-1,500	Closed	-$229K	–	77
2018 Q3	$229K	Hold	1,500	–	–	0.09%	78
2018 Q2	$204K	Hold	1,500	–	–	0.09%	77
2018 Q1	$221K	Hold	1,500	–	–	0.09%	75
2017 Q4	$236K	Buy	+1,500	New	+$208K	0.1%	74
2015 Q2	–	Sell	-2,500	Closed	-$200K	–	122
2015 Q1	$200K	Sell	2,500 -481	-16%	-$40K	0.13%	81
2014 Q4	$273K	Buy	2,981 +70	+2%	+$6.81K	0.18%	73
2014 Q3	$288K	Buy	2,911 +365	+14%	+$38.7K	0.2%	69
2014 Q2	$277K	Sell	2,546 -3	-0.1%	-$315	0.19%	67
2014 Q1	$253K	Hold	2,549	–	–	0.18%	66
2013 Q4	$231K	Sell	2,549 -213	-8%	-$18.2K	0.17%	71
2013 Q3	$230K	Buy	2,762 +5	+0.2%	+$423	0.19%	68
2013 Q2	$227K	Buy	+2,757	New	+$234K	0.2%	70

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Michael J. Puzo's CAT Position: Q1 2026 in Review

Michael J. Puzo reduced its Caterpillar (CAT) stake by 51% in Q1 2026, selling an estimated $814K and leaving 1,125 shares worth $797K. The position accounts for 0.23% of the portfolio, ranked #47.

Michael J. Puzo first reported a position in CAT in Q2 2013 and has held it in 41 quarters since. The position peaked at $1.32M in Q4 2025. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Michael J. Puzo held 1,125 shares of Caterpillar worth $797K as of Q1 2026.
Michael J. Puzo sold 1,175 Caterpillar shares in Q1 2026, an estimated $814K.
Caterpillar made up 0.23% of Michael J. Puzo's portfolio in Q1 2026, its #47 holding.
Michael J. Puzo first reported a position in Caterpillar in Q2 2013 and has held it in 41 quarters since.
Michael J. Puzo's Caterpillar position peaked at $1.32M in Q4 2025.
3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Michael J. Puzo's 13F filing for Q1 2026, filed 7 May 2026.