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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
RhumbLine Advisers
76
RhumbLine Advisers
Massachusetts
$75M -$3.03M -33,316 -4%
Ameriprise
77
Ameriprise
Minnesota
$74.8M -$12.9M -141,987 -15%
US Bancorp
78
US Bancorp
Minnesota
$74M -$2.03M -22,347 -3%
SBAM
79
Santa Barbara Asset Management
California
$69.9M -$1.28M -14,138 -2%
FMI
80
Factory Mutual Insurance
Massachusetts
$68.7M – – –
Lazard Asset Management
81
Lazard Asset Management
New York
$68.6M +$50.3M +553,379 +274%
BJ
82
BlackRock Japan
Japan
$67.3M -$2.8M -30,830 -4%
Citigroup
83
Citigroup
New York
$67.1M -$8.7M -95,767 -11%
Principal Financial Group
84
Principal Financial Group
Iowa
$66.6M +$442K +4,872 +0.7%
Swiss National Bank
85
Swiss National Bank
Switzerland
$62.7M -$2.01M -22,100 -3%
Dimensional Fund Advisors
86
Dimensional Fund Advisors
Texas
$60.3M +$744K +8,190 +1%
CA
87
Commerzbank Aktiengesellschaft
Germany
$58.8M -$2.14M -22,739 -4%
Retirement Systems of Alabama
88
Retirement Systems of Alabama
Alabama
$56M +$5.87M +64,626 +12%
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$52.3M -$6.42M -70,660 -11%
Canada Life
90
Canada Life
Manitoba, Canada
$52.2M -$678K -7,434 -1%
GLA
91
Great Lakes Advisors
Illinois
$48.9M -$964K -10,612 -2%
Ohio Public Employees Retirement System (OPERS)
92
Ohio Public Employees Retirement System (OPERS)
Ohio
$48.8M – – –
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
$45.5M -$7.39M -81,428 -14%
Aviva
94
Aviva
United Kingdom
$45.4M -$3.98M -43,810 -8%
BNP Paribas Financial Markets
95
BNP Paribas Financial Markets
France
$45.2M -$79.4M -873,932 -64%
TA
96
Teachers Advisors
New York
$44.8M -$1.96M -21,536 -4%
GIA
97
Gateway Investment Advisers
Ohio
$44M -$2.2M -24,195 -5%
American Century Companies
98
American Century Companies
Missouri
$43.9M +$31.9M +351,453 +266%
Chevy Chase Trust
99
Chevy Chase Trust
Maryland
$42.7M +$772K +8,502 +2%
Caisse de Depot et Placement du Quebec (CDPQ)
100
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$42.4M -$7.73M -85,080 -15%
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