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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
WSCM
951
Wellington Shields Capital Management
New York
$648K
BSW
952
Buckingham Strategic Wealth
Missouri
$648K +$102K +723 +21%
TAM
953
Taurus Asset Management
New York
$647K
ANRIA
954
American National Registered Investment Advisor
Texas
$646K
CB
955
Cadence Bank
Mississippi
$644K +$2.69K +19 +0.5%
TL
956
Tirschwell & Loewy
New York
$640K -$283K -2,000 -32%
FCB
957
First Command Bank
Texas
$639K +$13.7K +97 +2%
FCFS
958
First Command Financial Services
Texas
$639K +$13.7K +97 +2%
DSC
959
Duncker Streett & Co
Missouri
$628K
SWA
960
Sutton Wealth Advisors
Florida
$628K
AIM
961
Anchor Investment Management
South Carolina
$627K
GCP
962
GSA Capital Partners
United Kingdom
$626K -$2.96M -20,911 -84%
DAM
963
Diamant Asset Management
Connecticut
$625K -$10.6K -75 -2%
THWM
964
Taylor Hoffman Wealth Management
Virginia
$623K
CBT
965
Capital Bank & Trust
California
$621K -$56.4K -399 -9%
MIH
966
Madison Investment Holdings
Wisconsin
$616K
KWMG
967
King Wealth Management Group
Florida
$612K +$10.8K +76 +2%
SC
968
Saybrook Capital
North Carolina
$610K
SKK
969
Shepherd Kaplan Krochuk
Massachusetts
$610K
NJBEST
970
New Jersey Better Educational Savings Trust
New Jersey
$610K +$141K +1,000 +33%
AAM
971
Auxier Asset Management
Oregon
$610K +$566K +4,002 New
ST
972
Smithfield Trust
Pennsylvania
$606K -$17.1K -121 -3%
ST
973
Sabal Trust
Florida
$602K +$7.07K +50 +1%
ACM
974
Alethea Capital Management
Washington
$602K +$559K +3,951 New
SFP
975
Shepherd Financial Partners
Massachusetts
$592K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.