CAT icon

Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
WPC
951
Waters Parkerson & Co
Louisiana
$236K +$236K +2,953 New
Aristotle Capital Management
952
Aristotle Capital Management
California
$235K – – –
EIM
953
Emerson Investment Management
Massachusetts
$234K +$234K +2,923 New
SSB
954
Sandy Spring Bank
Maryland
$233K -$8.24K -103 -3%
USGIU
955
U.S. Global Investors (USGI)
Texas
$232K -$2.08M -26,000 -90%
AI
956
Accredited Investors
Minnesota
$229K +$241 +3 +0.1%
MCM
957
Mengis Capital Management
Oregon
$229K +$1.68K +21 +0.7%
TYCC
958
Texas Yale Capital Corp
Florida
$228K -$520K -6,508 -70%
SAM
959
Shikiar Asset Management
New York
$226K -$80K -1,000 -26%
AWA
960
Arete Wealth Advisors
Illinois
$225K +$400 +5 +0.2%
FWM
961
Frontier Wealth Management
Missouri
$224K +$32K +400 +17%
MWAC
962
Mariner Wealth Advisors (Cincinnati)
Ohio
$222K -$157K -1,958 -41%
CAI
963
Capital Advisors Inc
Oklahoma
$221K – – –
VNA
964
Valley National Advisers
Pennsylvania
$220K +$31K +387 +16%
FFA
965
First Foundation Advisors
California
$220K +$220K +2,749 New
CAM
966
Carret Asset Management
New York
$219K +$4K +50 +2%
TF
967
Tompkins Financial
New York
$217K – – –
SCM
968
Salem Capital Management
Massachusetts
$216K – – –
BCA
969
Bray Capital Advisors
Florida
$216K – – –
MCM
970
Maryland Capital Management
Maryland
$216K +$216K +2,705 New
SFSG
971
Stearns Financial Services Group
North Carolina
$213K +$25K +312 +13%
GLI
972
Guardian Life Insurance
New York
$212K -$64K -800 -23%
FFBTD
973
First Financial Bank - Trust Division
Ohio
$212K -$7.99K -100 -4%
BOS
974
Bingham Osborn & Scarborough
California
$212K +$80 +1 +0%
WA
975
Wealth Architects
California
$209K -$7.11K -89 -3%
37 38
39
40 41