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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
926
Chicago Capital
Illinois
$666K – – –
FCA
927
FinTrust Capital Advisors
South Carolina
$665K +$23.3K +158 +4%
PWS
928
Paragon Wealth Strategies
Florida
$665K +$665K +4,503 New
AIM
929
Aspen Investment Management
Michigan
$662K – – –
FIM
930
Fernwood Investment Management
Massachusetts
$659K -$22.1K -150 -3%
MBTD
931
Mechanics Bank - Trust Department
California
$659K -$21.7K -147 -3%
PA
932
Procyon Advisors
Connecticut
$659K +$659K +4,462 New
TC
933
Trust Company
Kansas
$657K -$18.2K -123 -3%
WSCM
934
Wellington Shields Capital Management
New York
$657K – – –
LF
935
Lantz Financial
Illinois
$657K +$9.6K +65 +1%
NSAM
936
North Star Asset Management
Wisconsin
$656K -$8.12K -55 -1%
FDS
937
Freedom Day Solutions
Texas
$655K +$148 +1 +0%
ZB
938
Zions Bancorporation
Utah
$653K -$442K -2,996 -40%
OSNBOA
939
Old Second National Bank of Aurora
Illinois
$653K – – –
LS
940
Livforsakringsbolaget Skandia
Sweden
$652K -$325K -2,200 -33%
CAM
941
Cozad Asset Management
Illinois
$651K -$2.24M -15,141 -77%
NA
942
Navellier & Associates
Nevada
$650K -$18.9K -128 -3%
FIM
943
Frontier Investment Management
Texas
$650K +$30.1K +204 +5%
HI
944
Horizon Investments
North Carolina
$649K +$276K +1,869 +74%
MCM
945
Manchester Capital Management
Vermont
$644K – – –
HVIA
946
Hudson Valley Investment Advisors
New York
$644K +$14.8K +100 +2%
CCFCSB
947
Cape Cod Five Cents Savings Bank
Massachusetts
$642K -$36.9K -250 -5%
SIA
948
Sit Investment Associates
Minnesota
$642K – – –
FPCP
949
Fort Point Capital Partners
California
$642K +$3.69K +25 +0.6%
SIM
950
Sonora Investment Management
Arizona
$641K +$31.9K +216 +5%
36 37
38
39 40