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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
926
IFG Advisory
Georgia
$700K +$47.3K +310 +7%
AB
927
AT Bancorp
Iowa
$696K – – –
AWA
928
ARS Wealth Advisors
Florida
$688K – – –
AF
929
Aldebaran Financial
$686K – – –
VFM
930
Viking Fund Management
North Dakota
$686K – – –
MCM
931
Manchester Capital Management
Vermont
$678K – – –
SNB
932
Security National Bank
Nebraska
$678K – – –
WWM
933
Windsor Wealth Management
Indiana
$676K – – –
APP
934
Avantax Planning Partners
Iowa
$674K +$39.3K +258 +6%
LJAC
935
L.J. Altfest & Co
New York
$673K +$673K +4,415 New
OAM
936
Oppenheimer Asset Management
New York
$669K -$1.35M -8,881 -67%
ISB
937
Iowa State Bank
Iowa
$669K – – –
Lido Advisors
938
Lido Advisors
California
$668K +$82K +538 +14%
FNT
939
First National Trust
Pennsylvania
$661K -$14.3K -94 -2%
Los Angeles Capital Management
940
Los Angeles Capital Management
California
$660K -$11.2M -73,488 -94%
SBWM
941
Sunflower Bank Wealth Management
Arizona
$660K – – –
LMAM
942
Legg Mason Asset Management
Japan
$656K -$30.5K -200 -4%
CSA
943
Cottage Street Advisors
Massachusetts
$656K +$229K +1,501 +54%
PCM
944
Prelude Capital Management
New York
$654K -$714K -4,683 -52%
First Manhattan
945
First Manhattan
New York
$653K +$457 +3 +0.1%
BIM
946
Baldwin Investment Management
Pennsylvania
$652K – – –
IWM
947
IHT Wealth Management
Illinois
$651K +$204K +1,339 +46%
KA
948
Kovack Advisors
Florida
$649K -$128K -839 -16%
WSCM
949
Wellington Shields Capital Management
New York
$648K – – –
BSW
950
Buckingham Strategic Wealth
Missouri
$648K +$110K +723 +21%
36 37
38
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