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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
926
Fernwood Investment Management
Massachusetts
$711K -$7.07K -50 -1%
SC
927
SouthState Corp
Florida
$702K -$171K -1,210 -21%
IA
928
IFG Advisory
Georgia
$700K +$43.8K +310 +7%
AB
929
AT Bancorp
Iowa
$696K
AWA
930
ARS Wealth Advisors
Florida
$688K
AF
931
Aldebaran Financial
$686K
VFM
932
Viking Fund Management
North Dakota
$686K
MCM
933
Manchester Capital Management
Vermont
$678K
SNB
934
Security National Bank
Nebraska
$678K
WWM
935
Windsor Wealth Management
Indiana
$676K
APP
936
Avantax Planning Partners
Iowa
$674K +$36.5K +258 +6%
LJAC
937
L.J. Altfest & Co
New York
$673K +$624K +4,415 New
OAM
938
Oppenheimer Asset Management
New York
$669K -$1.26M -8,881 -67%
ISB
939
Iowa State Bank
Iowa
$669K
Lido Advisors
940
Lido Advisors
California
$668K +$76.1K +538 +14%
FNT
941
First National Trust
Pennsylvania
$661K -$13.3K -94 -2%
Los Angeles Capital Management
942
Los Angeles Capital Management
California
$660K -$10.4M -73,488 -94%
SBWM
943
Sunflower Bank Wealth Management
Arizona
$660K
LMAM
944
Legg Mason Asset Management
Japan
$656K -$28.3K -200 -4%
CSA
945
Cottage Street Advisors
Massachusetts
$656K +$212K +1,501 +54%
PCM
946
Prelude Capital Management
New York
$654K -$662K -4,683 -52%
First Manhattan
947
First Manhattan
New York
$653K +$424 +3 +0.1%
BIM
948
Baldwin Investment Management
Pennsylvania
$652K
IWM
949
IHT Wealth Management
Illinois
$651K +$189K +1,339 +46%
KA
950
Kovack Advisors
Florida
$649K -$119K -839 -16%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.