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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFBT
926
Parkside Financial Bank & Trust
Missouri
$326K -$86.7K -955 -21%
AGM
927
Alpine Global Management
New York
$326K +$326K +3,588 New
PFSC
928
Peoples Financial Services Corp
Pennsylvania
$326K +$326K +3,590 New
WAM
929
Winslow Asset Management
Ohio
$322K -$9.07K -100 -3%
Aristotle Capital Management
930
Aristotle Capital Management
California
$321K +$66.5K +732 +26%
IIC
931
Ironwood Investment Counsel
Arizona
$319K +$1.09K +12 +0.3%
WFG
932
Wills Financial Group
Virginia
$319K +$319K +3,523 New
BC
933
Bartlett & Co
Ohio
$310K -$5.63K -62 -2%
SAM
934
Strategy Asset Managers
California
$309K – – –
CCA
935
Checchi Capital Advisers
California
$307K +$307K +3,379 New
AI
936
Atria Investments
North Carolina
$306K -$19.2K -212 -6%
BHIA
937
Birch Hill Investment Advisors
Massachusetts
$306K – – –
CCM
938
Chilton Capital Management
Texas
$304K -$9.08K -100 -3%
MHS
939
M Holdings Securities
Oregon
$304K +$304K +3,347 New
EHC
940
Everett Harris & Co
California
$299K -$136K -1,500 -31%
EA
941
Emerald Advisers
Pennsylvania
$298K -$50K -551 -14%
FNT
942
First National Trust
Pennsylvania
$297K -$8.8K -97 -3%
WEC
943
Winslow Evans & Crocker
Massachusetts
$297K +$297K +3,279 New
STMM
944
South Texas Money Management
Texas
$295K -$38.5K -424 -12%
ARTA
945
A.R.T. Advisors
New York
$294K -$1M -11,038 -77%
BHB
946
Bank Hapoalim BM
Israel
$290K +$290K +3,195 New
TT
947
Tower Trust
Indiana
$289K – – –
TFF
948
Timothy F. Fidgeon
$289K +$289K +3,179 New
NPPM
949
North Point Portfolio Managers
Ohio
$286K – – –
TNB
950
Thomasville National Bank
Georgia
$286K +$286K +3,144 New
36 37
38
39 40