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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
NQWM
901
Northwest Quadrant Wealth Management
Oregon
$757K +$21.5K +152 +3%
FDS
902
First Dallas Securities
Texas
$756K
PA
903
Parallel Advisors
California
$752K +$287K +2,027 +70%
IB
904
Intrust Bank
Kansas
$750K -$141 -1 -0%
PTC
905
Philadelphia Trust Company
Pennsylvania
$747K +$99K +700 +17%
CCA
906
Cobblestone Capital Advisors
New York
$741K
PWAP
907
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$740K +$35.4K +250 +5%
MAM
908
Mastrapasqua Asset Management
Tennessee
$738K -$58.3K -412 -8%
RM
909
Resource Management
Louisiana
$738K +$76.9K +544 +13%
FMII
910
Farmers & Merchants Investments Inc
Nebraska
$736K +$9.9K +70 +1%
PFA
911
Paradigm Financial Advisors
Missouri
$734K +$681K +4,817 New
RWA
912
River Wealth Advisors
Pennsylvania
$732K -$43.8K -310 -6%
EGA
913
E&G Advisors
Texas
$732K +$141K +1,000 +26%
CCFCSB
914
Cape Cod Five Cents Savings Bank
Massachusetts
$730K -$11.9K -84 -2%
BHIA
915
Birch Hill Investment Advisors
Massachusetts
$730K +$73.3K +518 +12%
BA
916
BKS Advisors
Michigan
$729K -$89.8K -635 -12%
AIM
917
Aspen Investment Management
Michigan
$728K +$7.07K +50 +1%
FB
918
Fulton Bank
Pennsylvania
$727K +$674K +4,767 New
UAS
919
United Asset Strategies
New York
$725K +$33.2K +235 +5%
NFG
920
Next Financial Group
Texas
$722K -$74K -523 -10%
FQ
921
First Quadrant
California
$722K
HFA
922
Huber Financial Advisors
Illinois
$720K +$283 +2 +0%
VC
923
Vicus Capital
Pennsylvania
$719K +$22.1K +156 +3%
FMLI
924
Fukoku Mutual Life Insurance
Japan
$717K -$141K -1,000 -18%
NSAM
925
North Star Asset Management
Wisconsin
$715K +$53.8K +380 +9%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.