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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFO
876
Stokes Family Office
Louisiana
$550K -$220K -1,898 -29%
FQ
877
First Quadrant
California
$550K – – –
WOC
878
West Oak Capital
California
$548K -$580 -5 -0.1%
PIMG
879
Patriot Investment Management Group
Tennessee
$547K +$3.25K +28 +0.6%
BFO
880
Biltmore Family Office
North Carolina
$547K +$48K +414 +10%
CG
881
Cynosure Group
Utah
$543K -$28.2K -243 -5%
MCM
882
MV Capital Management
Maryland
$536K +$68.8K +593 +15%
KA
883
Kovack Advisors
Florida
$535K -$84.9K -732 -14%
NIPH
884
NN Investment Partners Holdings
Netherlands
$534K – – –
Man Group
885
Man Group
United Kingdom
$533K -$9.35M -80,636 -95%
CNFG
886
Creegan & Nassoura Financial Group
New Hampshire
$531K – – –
CIAS
887
Capital Investment Advisory Services
North Carolina
$528K +$45.2K +389 +9%
COF
888
Capital One Financial
Virginia
$528K +$528K +4,550 New
VWA
889
Visionary Wealth Advisors
Illinois
$527K -$8.24K -71 -2%
FCA
890
FinTrust Capital Advisors
South Carolina
$527K +$4.53K +39 +0.9%
CCB
891
Cutter & Co Brokerage
Missouri
$524K +$68K +586 +15%
XF
892
XML Financial
Maryland
$523K -$36.2K -312 -6%
NA
893
Navellier & Associates
Nevada
$522K +$11.6K +100 +2%
PA
894
PFG Advisors
Arizona
$522K +$258K +2,247 +97%
SIM
895
Sonora Investment Management
Arizona
$521K +$17.5K +151 +3%
MBTD
896
Mechanics Bank - Trust Department
California
$518K – – –
TC
897
Trust Company
Kansas
$517K – – –
WSCM
898
Wellington Shields Capital Management
New York
$516K – – –
FNT
899
First National Trust
Pennsylvania
$516K +$31.6K +272 +7%
ACWM
900
Adams Chetwood Wealth Management
North Carolina
$516K +$54.3K +485 +12%
34 35
36
37 38