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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
876
Probity Advisors
Texas
$778K +$33.7K +228 +5%
MSU
877
Mizuho Securities USA
New York
$778K +$778K +5,270 New
BWAM
878
Boyd Watterson Asset Management
Ohio
$776K – – –
BMC
879
Beaton Management Company
Massachusetts
$765K -$7.38K -50 -1%
FDS
880
First Dallas Securities
Texas
$761K – – –
PA
881
Parallel Advisors
California
$758K -$2.07K -14 -0.3%
RIA
882
Realta Investment Advisors
Delaware
$758K +$64.6K +448 +9%
CCA
883
Checchi Capital Advisers
California
$756K +$6.94K +47 +0.9%
RIL
884
Rothschild Investment LLC
Illinois
$750K -$14.8K -100 -2%
S
885
SignatureFD
Georgia
$749K +$38.4K +260 +5%
RWA
886
River Wealth Advisors
Pennsylvania
$748K -$14.8K -100 -2%
FWM
887
Frontier Wealth Management
Missouri
$747K -$680K -4,603 -48%
CG
888
Caprock Group
Idaho
$747K +$25.7K +174 +4%
LB
889
Legacy Bridge
Iowa
$747K +$41.1K +278 +6%
CONA
890
Capital One National Association
New York
$746K +$746K +5,050 New
FCBT
891
First Citizens Bank & Trust
North Carolina
$745K -$3.21M -21,712 -81%
IGGA
892
Iron Gate Global Advisors
Utah
$738K +$295 +2 +0%
TU
893
TDAM USA
Ontario, Canada
$736K -$2.36K -16 -0.3%
ATC
894
Argent Trust Co
Tennessee
$728K +$25.4K +172 +4%
CG
895
Cynosure Group
Utah
$727K – – –
HI
896
Hoey Investments
Pennsylvania
$727K +$727K +4,926 New
TNBTD
897
Trustmark National Bank Trust Department
Mississippi
$720K +$174K +1,177 +32%
MAM
898
Mastrapasqua Asset Management
Tennessee
$716K -$19.9K -135 -3%
IB
899
Intrust Bank
Kansas
$716K +$886 +6 +0.1%
WWM
900
Windsor Wealth Management
Indiana
$714K -$14.6K -99 -2%
34 35
36
37 38