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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
876
MV Capital Management
Maryland
$278K -$37.4K -421 -12%
TCOT
877
Trust Company of Toledo
Ohio
$278K – – –
LPT
878
Legacy Private Trust
Wisconsin
$277K -$1.95K -22 -0.7%
SIM
879
Sterling Investment Management
Arizona
$276K +$89 +1 +0%
CAI
880
Capital Advisors Inc
Oklahoma
$274K -$76.8K -865 -22%
MCWS
881
McKinley Carter Wealth Services
West Virginia
$274K – – –
NPPM
882
North Point Portfolio Managers
Ohio
$273K – – –
PL
883
Perpetual Ltd
Australia
$270K -$335K -3,768 -55%
SGAM
884
Steinberg Global Asset Management
Florida
$270K +$1.33K +15 +0.5%
ST
885
Sabal Trust
Florida
$268K -$98.9K -1,113 -27%
AI
886
Accredited Investors
Minnesota
$268K -$41.8K -472 -14%
BCB
887
Brian C. Broderick
$268K – – –
BC
888
Bartlett & Co
Ohio
$267K – – –
SIA
889
Starfire Investment Advisers
Michigan
$266K -$11.1K -125 -4%
WBG
890
Wharton Business Group
Pennsylvania
$266K -$646K -7,288 -71%
HA
891
Halsey Associates
Connecticut
$266K – – –
LCM
892
LVM Capital Management
Michigan
$266K +$266K +2,450 New
BFIM
893
Beese Fulmer Investment Management
Ohio
$266K +$266K +2,999 New
PPSG
894
Princeton Portfolio Strategies Group
New Jersey
$265K – – –
SIG
895
Schooner Investment Group
Pennsylvania
$265K – – –
PAM
896
Private Asset Management
California
$264K -$22.4K -252 -8%
DIS
897
Diversified Investment Strategies
Louisiana
$264K – – –
HSA
898
HBK Sorce Advisory
Pennsylvania
$263K -$5.07K -57 -2%
ClearBridge Investments
899
ClearBridge Investments
New York
$263K +$800 +9 +0.3%
FBT
900
First Bankers Trust
Kentucky
$260K -$271K -3,052 -51%
34 35
36
37 38