Schooner Investment Group’s Caterpillar CAT Stock Holding History

Schooner Investment Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,000	Closed	-$265K	–	16
2016 Q3	$265K	Hold	3,000	–	–	1.05%	32
2016 Q2	$229K	Hold	3,000	–	–	0.56%	66
2016 Q1	$230K	Hold	3,000	–	–	0.44%	85
2015 Q4	$204K	Sell	3,000 -2,000	-40%	-$140K	0.38%	90
2015 Q3	$322K	Sell	5,000 -2,500	-33%	-$191K	0.23%	109
2015 Q2	$630K	Sell	7,500 -2,500	-25%	-$215K	0.3%	97
2015 Q1	$796K	Sell	10,000 -10,000	-50%	-$831K	0.29%	101
2014 Q4	$1.84M	Sell	20,000 -15,000	-43%	-$1.46M	0.48%	77
2014 Q3	$3.42M	Buy	35,000 +20,000	+133%	+$2.12M	0.8%	46
2014 Q2	$1.64M	Hold	15,000	–	–	0.37%	113
2014 Q1	$1.49M	Buy	15,000 +10,000	+200%	+$943K	0.37%	108
2013 Q4	$449K	Buy	+5,000	New	+$427K	0.14%	112
2013 Q3	–	Sell	-27,000	Closed	-$2.23M	–	117
2013 Q2	$2.23M	Buy	+27,000	New	+$2.3M	1%	36

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Schooner Investment Group's CAT Position: Q4 2016 in Review

Schooner Investment Group sold out of Caterpillar (CAT) in Q4 2016, closing a stake of 3,000 shares — an estimated $265K sold.

Schooner Investment Group first reported a position in CAT in Q2 2013 and held it in 13 quarters. The position peaked at $3.42M in Q3 2014. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

Schooner Investment Group reported no remaining Caterpillar position as of Q4 2016 after selling out during the quarter.
Schooner Investment Group sold 3,000 Caterpillar shares in Q4 2016, an estimated $265K.
Schooner Investment Group first reported a position in Caterpillar in Q2 2013 and held it in 13 quarters.
Schooner Investment Group's Caterpillar position peaked at $3.42M in Q3 2014.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on Schooner Investment Group's 13F filing for Q4 2016, filed 13 Jan 2017.