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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
AFG
876
Albion Financial Group
Utah
$224K 3,425 – –
HA
877
Halsey Associates
Connecticut
$222K 3,400 – –
BHIA
878
Birch Hill Investment Advisors
Massachusetts
$221K 3,374 – –
PGIM
879
Pacific Global Investment Management
California
$220K 3,370 -4,131 -55%
WEC
880
Winslow Evans & Crocker
Massachusetts
$220K 3,362 -404 -11%
NAM
881
North American Management
Massachusetts
$218K 3,338 -133 -4%
BRM
882
Boston Research & Management
Massachusetts
$217K 3,332 -10 -0.3%
BLAM
883
Bourne Lent Asset Management
New York
$216K 3,300 – –
CRC
884
Curi RMB Capital
Illinois
$215K 3,290 -16 -0.5%
TFO
885
Tarbox Family Office
California
$215K 3,292 +44 +1%
WCM
886
Windsor Capital Management
Arizona
$214K 3,282 -469 -13%
P
887
Pitcairn
Pennsylvania
$213K 3,260 -834 -20%
SIA
888
Starfire Investment Advisers
Michigan
$212K 3,250 – –
LFR
889
Lehman Financial Resources
Pennsylvania
$212K 3,250 +50 +2%
MPWT
890
MassMutual Private Wealth & Trust
Connecticut
$211K 2,135 +38 +2%
CWM
891
Cabot Wealth Management
Massachusetts
$210K 3,211 -41 -1%
GC
892
Grimes & Company
Massachusetts
$210K 3,215 +100 +3%
PFS
893
Prospera Financial Services
Texas
$209K 3,902 -1,278 -25%
DHFB
894
Dixon Hubard Feinour & Brown
Virginia
$207K 3,174 -125 -4%
AP
895
AHL Partners
United Kingdom
$206K 3,153 -5,680 -64%
WAM
896
Winslow Asset Management
Ohio
$206K 3,150 -400 -11%
MCWS
897
McKinley Carter Wealth Services
West Virginia
$204K 3,122 -28 -0.9%
IH
898
IFC Holdings
Florida
$204K 3,180 +639 +25%
BRWM
899
B. Riley Wealth Management
Tennessee
$203K 3,119 -302 -9%
PP
900
Pegasus Partners
Wisconsin
$203K 3,100 – –
34 35
36
37 38