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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
CP
876
Camelot Portfolios
Ohio
$225K -$619K -8,095 -70%
AFG
877
Albion Financial Group
Utah
$224K
HA
878
Halsey Associates
Connecticut
$222K
BHIA
879
Birch Hill Investment Advisors
Massachusetts
$221K
PGIM
880
Pacific Global Investment Management
California
$220K -$316K -4,131 -55%
WEC
881
Winslow Evans & Crocker
Massachusetts
$220K -$30.9K -404 -11%
NAM
882
North American Management
Massachusetts
$218K -$10.2K -133 -4%
BRM
883
Boston Research & Management
Massachusetts
$217K -$765 -10 -0.3%
BLAM
884
Bourne Lent Asset Management
New York
$216K
CRC
885
Curi RMB Capital
Illinois
$215K -$1.22K -16 -0.5%
TFO
886
Tarbox Family Office
California
$215K +$3.37K +44 +1%
WCM
887
Windsor Capital Management
Arizona
$214K -$35.9K -469 -13%
P
888
Pitcairn
Pennsylvania
$213K -$63.8K -834 -20%
SIA
889
Starfire Investment Advisers
Michigan
$212K
LFR
890
Lehman Financial Resources
Pennsylvania
$212K +$3.82K +50 +2%
MPWT
891
MassMutual Private Wealth & Trust
Connecticut
$211K +$2.91K +38 +2%
CWM
892
Cabot Wealth Management
Massachusetts
$210K -$3.14K -41 -1%
GC
893
Grimes & Company
Massachusetts
$210K +$7.65K +100 +3%
PFS
894
Prospera Financial Services
Texas
$209K -$97.8K -1,278 -25%
DHFB
895
Dixon Hubard Feinour & Brown
Virginia
$207K -$9.56K -125 -4%
AP
896
AHL Partners
United Kingdom
$206K -$434K -5,680 -64%
WAM
897
Winslow Asset Management
Ohio
$206K -$30.6K -400 -11%
MCWS
898
McKinley Carter Wealth Services
West Virginia
$204K -$2.14K -28 -0.9%
IH
899
IFC Holdings
Florida
$204K +$48.9K +639 +25%
BRWM
900
B. Riley Wealth Management
Tennessee
$203K -$23.1K -302 -9%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.