North American Management’s Caterpillar CAT Stock Holding History

North American Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,308	Closed	-$225K	–	144
2015 Q4	$225K	Sell	3,308 -30	-0.9%	-$2.1K	0.04%	140
2015 Q3	$218K	Sell	3,338 -133	-4%	-$10.2K	0.04%	144
2015 Q2	$294K	Sell	3,471 -1,126	-24%	-$96.8K	0.05%	108
2015 Q1	$368K	Sell	4,597 -328	-7%	-$27.3K	0.06%	104
2014 Q4	$451K	Sell	4,925 -2,151	-30%	-$209K	0.07%	99
2014 Q3	$701K	Sell	7,076 -8,230	-54%	-$872K	0.11%	84
2014 Q2	$1.66M	Sell	15,306 -950	-6%	-$99.7K	0.25%	63
2014 Q1	$1.61M	Sell	16,256 -2,035	-11%	-$192K	0.27%	59
2013 Q4	$1.66M	Sell	18,291 -1,728	-9%	-$148K	0.29%	52
2013 Q3	$1.67M	Sell	20,019 -1,850	-8%	-$156K	0.32%	53
2013 Q2	$1.8M	Buy	+21,869	New	+$1.86M	0.36%	49

Other funds holding CAT

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

North American Management's CAT Position: Q1 2016 in Review

North American Management sold out of Caterpillar (CAT) in Q1 2016, closing a stake of 3,308 shares — an estimated $225K sold.

North American Management first reported a position in CAT in Q2 2013 and held it in 11 quarters. The position peaked at $1.8M in Q2 2013. 1,085 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

North American Management reported no remaining Caterpillar position as of Q1 2016 after selling out during the quarter.
North American Management sold 3,308 Caterpillar shares in Q1 2016, an estimated $225K.
North American Management first reported a position in Caterpillar in Q2 2013 and held it in 11 quarters.
North American Management's Caterpillar position peaked at $1.8M in Q2 2013.
1,085 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on North American Management's 13F filing for Q1 2016, filed 13 Apr 2016.