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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
HRIA
876
Haberer Registered Investment Advisor
Ohio
$445K -$290K -3,170 -39%
CIA
877
Choate Investment Advisors
Massachusetts
$445K -$458K -5,000 -51%
BP
878
Ballentine Partners
Massachusetts
$435K +$183 +2 +0%
LA
879
Lucus Advisors
New York
$435K +$435K +4,750 New
MWAC
880
Mariner Wealth Advisors (Cincinnati)
Ohio
$433K -$61.4K -671 -12%
CCG
881
Cypress Capital Group
Florida
$431K -$36.6K -400 -8%
Loomis, Sayles & Company
882
Loomis, Sayles & Company
Massachusetts
$430K -$18.2K -199 -4%
FMC
883
First Merchants Corp
Indiana
$429K -$9.14K -100 -2%
OSNBOA
884
Old Second National Bank of Aurora
Illinois
$429K – – –
PHK
885
Point72 Hong Kong
Hong Kong
$425K +$357K +3,897 +523%
TCOT
886
Trust Company of Toledo
Ohio
$424K -$13.7K -150 -3%
SBWM
887
Sunflower Bank Wealth Management
Arizona
$423K +$3.02K +33 +0.7%
FHA
888
First Horizon Advisors
Tennessee
$416K -$9.42K -103 -2%
CL
889
Choreo LLC
Illinois
$416K +$59K +644 +17%
First Manhattan
890
First Manhattan
New York
$413K -$16.4K -180 -4%
CIC
891
Crawford Investment Counsel
Georgia
$411K -$36.4K -397 -8%
PHS
892
Pekin Hardy Strauss
Illinois
$408K +$39.5K +431 +11%
SFU
893
Stonehage Fleming (UK)
United Kingdom
$406K -$110K -1,200 -21%
LW
894
Linscomb Wealth
Texas
$403K -$57.8K -631 -13%
IP
895
Isthmus Partners
Wisconsin
$403K +$403K +4,400 New
TAM
896
Taurus Asset Management
New York
$400K – – –
P
897
Pitcairn
Pennsylvania
$398K -$14.1K -154 -3%
JFGIW
898
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$397K +$28.6K +312 +8%
PVWM
899
Point View Wealth Management
New Jersey
$395K -$8.24K -90 -2%
SCM
900
Southport Capital Management
Tennessee
$394K – – –
34 35
36
37 38