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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFP
851
Pinnacle Financial Partners
Tennessee
$306K – – –
PAM
852
Premier Asset Management
Illinois
$304K -$13.3K -150 -4%
CM
853
Churchill Management
California
$303K +$303K +3,412 New
SIA
854
Sit Investment Associates
Minnesota
$302K – – –
BHIA
855
Birch Hill Investment Advisors
Massachusetts
$300K – – –
CAG
856
Crestwood Advisors Group
Massachusetts
$300K – – –
IIC
857
Ironwood Investment Counsel
Arizona
$299K +$20.3K +228 +7%
VNA
858
Valley National Advisers
Pennsylvania
$295K – – –
BRM
859
Boston Research & Management
Massachusetts
$295K – – –
P
860
Pitcairn
Pennsylvania
$294K +$1.24K +14 +0.4%
BLAM
861
Bourne Lent Asset Management
New York
$293K – – –
CTA
862
Chesley Taft & Associates
Illinois
$293K – – –
AQR Capital Management
863
AQR Capital Management
Connecticut
$293K +$293K +3,300 New
Marshall Wace
864
Marshall Wace
United Kingdom
$293K +$293K +3,302 New
TNB
865
Thomasville National Bank
Georgia
$292K +$37.7K +425 +15%
BO
866
Bank OZK
Arkansas
$287K – – –
FIM
867
Freedom Investment Management
Connecticut
$284K -$246K -2,778 -46%
OCM
868
One Capital Management
California
$284K -$27.9K -314 -9%
DIA
869
Davidson Investment Advisors
Montana
$284K -$3.11K -35 -1%
BCM
870
Bienville Capital Management
New York
$284K – – –
AFWA
871
Ancora Family Wealth Advisors
Ohio
$284K +$284K +3,195 New
MBT
872
Montecito Bank & Trust
California
$281K +$31.1K +350 +12%
WAM
873
Winslow Asset Management
Ohio
$280K – – –
HTC
874
Haverford Trust Company
Pennsylvania
$280K +$17.8K +200 +7%
PL
875
Parkwood LLC
Ohio
$279K +$279K +3,142 New
33 34
35
36 37