Ancora Family Wealth Advisors’s Caterpillar CAT Stock Holding History

Ancora Family Wealth Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$284K	Buy	+3,195	New	+$261K	0.1%	172
2016 Q1	–	Sell	-3,662	Closed	-$249K	–	180
2015 Q4	$249K	Sell	3,662 -2,913	-44%	-$204K	0.11%	158
2015 Q3	$430K	Buy	+6,575	New	+$503K	0.18%	130

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Ancora Family Wealth Advisors's CAT Position: Q3 2016 in Review

Ancora Family Wealth Advisors opened a new position in Caterpillar (CAT) in Q3 2016: 3,195 shares worth $284K. The stake represents 0.1% of the portfolio and ranks #172 among its holdings. This is a return to the name: Ancora Family Wealth Advisors previously reported a position in CAT as recently as Q4 2015.

Ancora Family Wealth Advisors first reported a position in CAT in Q3 2015 and has held it in 3 quarters since. The position peaked at $430K in Q3 2015. 1,093 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Ancora Family Wealth Advisors held 3,195 shares of Caterpillar worth $284K as of Q3 2016.
Caterpillar was a new Ancora Family Wealth Advisors position in Q3 2016.
Caterpillar made up 0.1% of Ancora Family Wealth Advisors's portfolio in Q3 2016, its #172 holding.
Ancora Family Wealth Advisors first reported a position in Caterpillar in Q3 2015 and has held it in 3 quarters since.
Ancora Family Wealth Advisors's Caterpillar position peaked at $430K in Q3 2015.
1,093 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Ancora Family Wealth Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.