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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
$752M
2
Invesco
Invesco
Georgia
$776M
3
Norges Bank
Norges Bank
Norway
$289M
4
Capital Research Global Investors
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.2B
2
ACM
Americafirst Capital Management
California
$0
3
LSV Asset Management
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
Harris Associates
Illinois
$1.16B
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
851
Coldstream Capital Management
Washington
$282K -$50.3K -658 -15%
CRC
852
Curi RMB Capital
Illinois
$282K +$30.6K +400 +12%
UAS
853
United Asset Strategies
New York
$282K +$31.3K +409 +13%
PAIA
854
Park Avenue Institutional Advisers
New York
$281K -$7.89K -103 -3%
SAM
855
Strategy Asset Managers
California
$279K – – –
NG
856
Northstar Group
New York
$277K +$920 +12 +0.3%
ACM
857
Alpha Capital Management
Texas
$276K +$276K +3,608 New
PFS
858
Prospera Financial Services
Texas
$276K +$276K +3,610 New
PAM
859
Premier Asset Management
Illinois
$273K – – –
VNA
860
Valley National Advisers
Pennsylvania
$273K +$5.82K +76 +2%
MWM
861
Modera Wealth Management
New Jersey
$273K +$273K +3,561 New
AAM
862
Autus Asset Management
Arizona
$271K -$354K -4,620 -57%
MPWT
863
MassMutual Private Wealth & Trust
Connecticut
$271K +$40.3K +527 +17%
DWT
864
Dorsey & Whitney Trust
South Dakota
$270K -$8.87K -116 -3%
WSC
865
Wellington Shields & Co
New York
$269K +$460 +6 +0.2%
PCMM
866
Private Capital Management (Minnesota)
Minnesota
$268K -$448K -5,850 -63%
WPC
867
Waters Parkerson & Co
Louisiana
$266K – – –
BIM
868
Bridges Investment Management
Nebraska
$263K +$11.5K +150 +5%
PAM
869
Private Asset Management
California
$262K – – –
NB
870
Nicolet Bankshares
Wisconsin
$262K – – –
TFO
871
Tarbox Family Office
California
$262K +$5.89K +77 +2%
SIA
872
Sit Investment Associates
Minnesota
$260K – – –
WJA
873
Williams Jones & Associates
New York
$259K -$35.6K -466 -12%
CAG
874
Crestwood Advisors Group
Massachusetts
$259K – – –
SFSG
875
Stearns Financial Services Group
North Carolina
$259K +$18.5K +241 +8%
33 34
35
36 37