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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DT
826
Diversified Trust
Tennessee
$542K -$10.7K -118 -2%
WSCM
827
Wellington Shields Capital Management
New York
$541K +$541K +5,960 New
HCM
828
Highbridge Capital Management
New York
$536K -$3.22M -35,453 -86%
FSA
829
Franklin Street Advisors
North Carolina
$529K -$27.2K -300 -5%
VFS
830
VSR Financial Services
Kansas
$528K -$2.81M -30,977 -84%
AA
831
ALPS Advisors
Colorado
$528K +$256K +2,730 +94%
Loomis, Sayles & Company
832
Loomis, Sayles & Company
Massachusetts
$520K -$26.4K -291 -5%
GIA
833
Granite Investment Advisors
New Hampshire
$520K -$6.81K -75 -1%
ICM
834
ICC Capital Management
Florida
$520K +$202K +2,221 +63%
ANRIA
835
American National Registered Investment Advisor
Texas
$519K -$2.27K -25 -0.4%
FHC
836
First Heartland Consultants
Missouri
$519K +$83.7K +921 +19%
AT
837
Acadia Trust
Maine
$518K +$2.73K +30 +0.5%
MCM
838
Maryland Capital Management
Maryland
$517K -$113K -1,244 -18%
MNBTD
839
Moody National Bank Trust Division
Texas
$517K -$2.27K -25 -0.4%
LNWWM
840
Laird Norton Wetherby Wealth Management
California
$512K +$57.2K +630 +13%
ANTB
841
AMG National Trust Bank
Colorado
$510K -$10.2K -112 -2%
SBWM
842
Sunflower Bank Wealth Management
Arizona
$510K +$54.5K +600 +12%
CAG
843
Crestwood Advisors Group
Massachusetts
$507K – – –
SCP
844
Sandhill Capital Partners
New York
$507K +$14.2K +156 +3%
PPSG
845
Princeton Portfolio Strategies Group
New Jersey
$506K – – –
TIA
846
Trust Investment Advisors
Indiana
$499K +$499K +5,500 New
VWM
847
Vector Wealth Management
Minnesota
$498K -$46.8K -515 -9%
CPA
848
Court Place Advisors
Maryland
$496K +$496K +5,467 New
SC
849
Savant Capital
Illinois
$491K -$40.9K -450 -8%
BBNB
850
Baker Boyer National Bank
Washington
$490K +$490K +5,400 New
32 33
34
35 36