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Caterpillar
CAT

2,284 hedge funds and large institutions have $87.9B invested in Caterpillar in 2022 Q4 according to their latest regulatory filings, with 410 funds opening new positions, 756 increasing their positions, 790 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

419% more first-time investments, than exits

New positions opened: 410 | Existing positions closed: 79

161% more funds holding in top 10

Funds holding in top 10: 23 → 60 (+37)

49% more capital invested

Capital invested by funds: $59.1B → $87.9B (+$28.8B)

15% more funds holding

Funds holding: 1,989 → 2,284 (+295)

1.69% more ownership

Funds ownership: 68.24% → 69.93% (+1.7%)

4% less repeat investments, than reductions

Existing positions increased: 756 | Existing positions reduced: 790

40% less call options, than puts

Call options by funds: $2.62B | Put options by funds: $4.33B

Holders
2,284
Holders Change
+295
Holders Change %
+14.83%
% of All Funds
36.71%
Holding in Top 10
60
Holding in Top 10 Change
+37
Holding in Top 10 Change %
+160.87%
% of All Funds
0.96%
New
410
Increased
756
Reduced
790
Closed
79
Calls
$2.62B
Puts
$4.33B
Net Calls
-$1.71B
Net Calls Change
-$1.31B

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$450M
2
Barclays
Barclays
United Kingdom
+$273M
3
Citigroup
Citigroup
New York
+$247M
4
Morgan Stanley
Morgan Stanley
New York
+$211M
5
Neuberger Berman Group
Neuberger Berman Group
New York
+$196M

Top Sellers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
-$383M
2
OTPPB
Ontario Teachers' Pension Plan Board
Ontario, Canada
-$351M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$153M
4
Goldman Sachs
Goldman Sachs
New York
-$144M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$137M
Name Holding Trade Value Shares
Change 		Change in
Stake
HDIM
801
Hanson & Doremus Investment Management
Vermont
$2.15M +$5.01K +23 +0.3%
JCM
802
Jag Capital Management
Missouri
$2.15M +$1.66M +7,640 +571%
MAS
803
Meeder Advisory Services
Ohio
$2.15M +$1.95M +8,967 New
WSFS
804
Wilmington Savings Fund Society
Delaware
$2.15M – – –
OPA
805
Old Port Advisors
Maine
$2.15M -$2.83K -13 -0.1%
VVP
806
Venture Visionary Partners
Ohio
$2.14M +$2.4K +11 +0.1%
EL
807
EMFO LLC
Florida
$2.13M -$111K -510 -5%
HI
808
Hoey Investments
Pennsylvania
$2.13M -$94K -432 -5%
SWM
809
Spire Wealth Management
Virginia
$2.13M -$62.5K -287 -3%
PNC
810
Park National Corp
Ohio
$2.11M +$54K +248 +3%
TMAM
811
Tokio Marine Asset Management
Japan
$2.11M +$186K +854 +11%
MMHP
812
Murphy Middleton Hinkle & Parker
Georgia
$2.1M -$29.8K -137 -2%
WHG
813
Westwood Holdings Group
Texas
$2.1M -$2.61K -12 -0.1%
AWM
814
Avitas Wealth Management
California
$2.09M +$521K +2,393 +38%
LWP
815
LMG Wealth Partners
Louisiana
$2.09M +$1.78M +8,161 New
PFA
816
Pure Financial Advisors
California
$2.09M -$67.3K -309 -3%
PCM
817
Princeton Capital Management
New Jersey
$2.09M -$37.9K -174 -2%
OA
818
Oxbow Advisors
Texas
$2.08M -$20K -92 -1%
BAMF
819
BI Asset Management Fondsmaeglerselskab
Denmark
$2.08M +$811K +3,724 +75%
SSWM
820
Smith Salley Wealth Management
North Carolina
$2.07M -$11.5K -53 -0.6%
CPA
821
Court Place Advisors
Maryland
$2.06M – – –
DI
822
DFPG Investments
Utah
$2.06M +$237K +1,087 +15%
MCM
823
Moore Capital Management
New York
$2.05M +$1.87M +8,576 New
BCM
824
Boltwood Capital Management
California
$2.03M -$4.35K -20 -0.2%
Grantham, Mayo, Van Otterloo & Co (GMO)
825
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.03M +$457K +2,100 +33%
31 32
33
34 35

CAT Hedge Fund Activity: Q4 2022 in Review

2,284 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2022, worth a combined $87.9B — up 49% from $59.1B a quarter earlier.

Buyers outnumbered sellers: 410 funds opened new CAT positions and 79 closed out — a net gain of 331 holders — while 756 added to existing stakes and 790 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $450M. The largest seller was Altshuler Shaham, cutting an estimated $383M.

  • 2,284 institutional investors held Caterpillar (CAT) as of Q4 2022, up from 1,989 in Q3 2022.
  • Funds reported $87.9B of Caterpillar stock for Q4 2022, up 49% quarter-over-quarter.
  • 410 funds opened new Caterpillar positions in Q4 2022 and 79 closed out, a net change of +331 holders.
  • The largest Caterpillar buyer in Q4 2022 was Citadel Advisors, an estimated $450M added.
  • The largest Caterpillar seller in Q4 2022 was Altshuler Shaham, an estimated $383M sold.

Based on aggregated 13F filings for Q4 2022.