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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
TI
801
Trexquant Investment
Connecticut
$631K +$631K +6,900 New
PAM
802
Premier Asset Management
Illinois
$630K – – –
FSA
803
Franklin Street Advisors
North Carolina
$625K – – –
CCFCSB
804
Cape Cod Five Cents Savings Bank
Massachusetts
$615K +$30.2K +330 +5%
BDF
805
Balasa Dinverno & Foltz
$611K -$13.4K -146 -2%
IIM
806
Intact Investment Management
Quebec, Canada
$604K -$64.1K -700 -10%
DSN
807
D. Scott Neal
Kentucky
$599K – – –
RIL
808
Rothschild Investment LLC
Illinois
$599K +$2.29K +25 +0.4%
BCP
809
Blue Chip Partners
Michigan
$599K +$599K +6,543 New
CCA
810
Checchi Capital Advisers
California
$597K -$15.3K -167 -2%
ANB
811
Amarillo National Bank
Texas
$591K -$183 -2 -0%
AHC
812
Anderson Hoagland & Co
Missouri
$590K -$36.6K -400 -6%
AP
813
Advisor Partners
California
$585K -$30K -328 -5%
DR
814
Davis Rea
Ontario, Canada
$581K -$10.1K -110 -2%
FCIM
815
Fairview Capital Investment Management
California
$580K -$9.8K -107 -2%
PAM
816
Paradigm Asset Management
New York
$577K – – –
SCM
817
SOL Capital Management
Maryland
$576K – – –
LNWWM
818
Laird Norton Wetherby Wealth Management
California
$576K +$2.93K +32 +0.5%
DSI
819
Daiwa SB Investments
Japan
$575K +$575K +6,283 New
AT
820
Arden Trust
Delaware
$567K -$16.4K -179 -3%
TBA
821
Train Babcock Advisors
New York
$560K -$32.1K -350 -5%
RCAG
822
Rehmann Capital Advisory Group
Michigan
$559K -$44.7K -488 -7%
NIMI
823
Natixis Investment Managers International
France
$557K +$557K +6,082 New
AAM
824
Aureus Asset Management
Massachusetts
$555K – – –
GC
825
Guardian Capital
Ontario, Canada
$550K +$550K +6,004 New
31 32
33
34 35