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Caterpillar
CAT

Overview Fund Activity

1,127 hedge funds and large institutions have $33.5B invested in Caterpillar in 2015 Q2 according to their latest regulatory filings, with 93 funds opening new positions, 375 increasing their positions, 483 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,127
Holders Change
+13
Holders Change %
+1.17%
% of All Funds
30.39%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.32%
New
93
Increased
375
Reduced
483
Closed
68
Calls
$865M
Puts
$1.47B
Net Calls
-$601M
Net Calls Change
+$432M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.16B
2
Harris Associates
2
Harris Associates
Illinois
$975M
3
CS
3
Credit Suisse
Switzerland
$257M
4
Citigroup
4
Citigroup
New York
$71.2M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$992M

Top Sellers

1
State Street
1
State Street
Massachusetts
$4.79B
2
Goldman Sachs
2
Goldman Sachs
New York
$121M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$212M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$46.9M
5
BIT
5
BlackRock Institutional Trust
California
$1.3B
Name Holding Trade Value Shares
Change 		Shares
Change %
JAFL
776
Jay A. Fishman Ltd
Michigan
$522K -$76.3K -900 -13%
PP
777
Patten & Patten
Tennessee
$514K -$10.6K -125 -2%
ACI
778
Alpha Cubed Investments
California
$514K +$95.7K +1,128 +23%
SFFS
779
Stonehage Fleming Financial Services
Jersey
$513K – – –
CCFCSB
780
Cape Cod Five Cents Savings Bank
Massachusetts
$509K -$34K -400 -6%
WSCM
781
Wellington Shields Capital Management
New York
$506K +$17K +200 +3%
LA
782
Lucus Advisors
New York
$498K -$48K -566 -9%
BWAM
783
Boyd Watterson Asset Management
Ohio
$495K – – –
DSI
784
Daiwa SB Investments
Japan
$494K -$34.8K -410 -7%
SPC
785
Stewart & Patten Company
California
$493K -$90.8K -1,070 -16%
GW
786
GW & Wade
Massachusetts
$492K -$139K -1,640 -22%
JIM
787
Jensen Investment Management
Oregon
$491K -$69.5K -820 -12%
GAM
788
Garrison Asset Management
Arkansas
$489K -$89.9K -1,060 -16%
S
789
SignatureFD
Georgia
$484K +$10.5K +124 +2%
ANB
790
Amarillo National Bank
Texas
$482K -$42.9K -505 -8%
NSIM
791
North Star Investment Management
Illinois
$481K -$117K -1,381 -20%
MHS
792
M Holdings Securities
Oregon
$480K -$19K -224 -4%
RIL
793
Rothschild Investment LLC
Illinois
$478K -$172K -2,025 -26%
PL
794
Perpetual Ltd
Australia
$475K – – –
FNB
795
First Niagara Bank
New York
$473K -$105K -1,241 -18%
FBC
796
Fairfield, Bush & Co
Connecticut
$472K – – –
GWM
797
Gupta Wealth Management
California
$471K +$356K +4,201 +310%
BBNB
798
Baker Boyer National Bank
Washington
$466K -$12.7K -150 -3%
PTC
799
Private Trust Company
Ohio
$461K +$85 +1 +0%
NIMI
800
Natixis Investment Managers International
France
$460K +$14.4K +170 +3%
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