CAT icon

Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
$759M
2
HCM
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.87B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
Norges Bank
Norway
$349M
4
Goldman Sachs
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWA
776
EP Wealth Advisors
California
$693K -$27K -273 -4%
CTA
777
Colonial Trust Advisors
South Carolina
$693K +$7.43K +75 +1%
PAM
778
Premier Asset Management
Illinois
$681K – – –
FSA
779
Franklin Street Advisors
North Carolina
$677K – – –
SA
780
Strategic Advisors
New York
$676K -$11.1K -112 -2%
BDF
781
Balasa Dinverno & Foltz
$676K +$18.8K +190 +3%
DIA
782
Denver Investment Advisors
Colorado
$670K +$39.6K +400 +6%
AP
783
Advisor Partners
California
$665K +$15.6K +158 +2%
CCA
784
Checchi Capital Advisers
California
$663K +$146K +1,472 +28%
PAM
785
Princeton Alpha Management
New Jersey
$660K +$660K +6,666 New
PG
786
PEAK6 Group
Illinois
$655K -$2.65M -26,727 -80%
RCAG
787
Rehmann Capital Advisory Group
Michigan
$653K +$176K +1,777 +37%
DSN
788
D. Scott Neal
Kentucky
$648K +$11.4K +115 +2%
SWP
789
Stratos Wealth Partners
Ohio
$645K -$31.2K -315 -5%
RIL
790
Rothschild Investment LLC
Illinois
$645K +$7.92K +80 +1%
OC
791
Oarsman Capital
Wisconsin
$645K +$47.5K +480 +8%
TBA
792
Train Babcock Advisors
New York
$640K – – –
DR
793
Davis Rea
Ontario, Canada
$639K – – –
ANB
794
Amarillo National Bank
Texas
$638K – – –
FCIM
795
Fairview Capital Investment Management
California
$638K – – –
CCFCSB
796
Cape Cod Five Cents Savings Bank
Massachusetts
$633K -$7.14K -72 -1%
AT
797
Arden Trust
Delaware
$631K -$789K -7,958 -56%
BOTW
798
Bank of the West
California
$630K -$391K -3,945 -38%
PFS
799
Prospera Financial Services
Texas
$626K +$314K +3,517 +100%
PAM
800
Paradigm Asset Management
New York
$624K +$624K +6,300 New
30 31
32
33 34