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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
DSN
751
D. Scott Neal
Kentucky
$1.02M -$2.8K -22 -0.3%
TG
752
TLP Group
Illinois
$1.02M +$310K +2,497 +44%
AF
753
Arrow Financial
New York
$1.02M -$15.9K -125 -2%
FIG
754
FundX Investment Group
California
$1.02M – – –
YMRC
755
Yorktown Management & Research Company
Virginia
$1.02M +$1.02M +8,000 New
WPW
756
Winthrop Partners - WNY
New York
$1.02M – – –
LAM
757
Lingohr Asset Management
Germany
$1.01M -$81.2K -646 -7%
PAM
758
Private Asset Management
California
$1M +$1M +7,880 New
BTNA
759
Bremer Trust National Association
Minnesota
$992K +$762K +6,000 +331%
GFA
760
Gifford Fong Associates
California
$991K – – –
Bessemer Group
761
Bessemer Group
New Jersey
$989K +$78K +614 +9%
CPIA
762
Cornell Pochily Investment Advisors
New York
$985K +$251K +1,976 +34%
MIC
763
Means Investment Company
Maine
$985K +$985K +7,749 New
FHA
764
First Horizon Advisors
Tennessee
$980K -$1.02K -8 -0.1%
Two Sigma Investments
765
Two Sigma Investments
New York
$979K -$13.8M -108,418 -93%
HA
766
Hamel Associates
New Jersey
$979K +$613K +4,825 +168%
SWM
767
SeaCrest Wealth Management
New York
$973K -$332K -2,611 -25%
KTC
768
Kistler-Tiffany Companies
Pennsylvania
$972K +$254 +2 +0%
SXL
769
Summit X LLC
Missouri
$971K +$797K +7,062 +458%
QIM
770
Quest Investment Management
Oregon
$967K – – –
BSW
771
Buckingham Strategic Wealth
Missouri
$960K +$420K +3,309 +78%
S
772
SignatureFD
Georgia
$959K +$232K +1,828 +32%
Fiera Capital (Canada)
773
Fiera Capital (Canada)
Quebec, Canada
$956K -$567K -4,461 -37%
EFS
774
Essex Financial Services
Connecticut
$951K -$6.1K -48 -0.6%
AT
775
Arden Trust
Delaware
$950K -$112K -885 -11%
29 30
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