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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
IRS
751
Invictus RG (Singapore)
Singapore
$922K +$403K +3,707 +78%
SCM
752
Siphron Capital Management
California
$916K -$964K -8,870 -51%
IIM
753
Intact Investment Management
Quebec, Canada
$913K – – –
TSS
754
Thomas Story & Son
Indiana
$913K – – –
FNBTCON
755
First National Bank & Trust Co of Newtown
Pennsylvania
$909K -$38.3K -380 -4%
TIA
756
Tiemann Investment Advisors
California
$906K -$16.3K -150 -2%
BB
757
Busey Bank
Illinois
$899K -$47.3K -435 -5%
Fisher Asset Management
758
Fisher Asset Management
Washington
$890K -$482K -4,436 -35%
RBC
759
Ronald Blue & Co
Georgia
$886K +$30K +276 +4%
FSC
760
Fiduciary Services Corp
Georgia
$885K -$19K -175 -2%
Marshall Wace
761
Marshall Wace
United Kingdom
$884K -$754K -6,940 -46%
CTA
762
Chesley Taft & Associates
Illinois
$884K – – –
ACS
763
Archford Capital Strategies
Illinois
$883K +$24.7K +227 +3%
CTI
764
Community Trust & Investment
Kentucky
$880K +$880K +8,100 New
PNC
765
Park National Corp
Ohio
$857K -$331K -3,044 -28%
KIG
766
Kovitz Investment Group
Illinois
$853K -$130K -1,200 -13%
SPC
767
Stewart & Patten Company
California
$842K -$84K -773 -9%
D.E. Shaw & Co
768
D.E. Shaw & Co
New York
$840K -$56.8M -523,063 -99%
QIM
769
Quest Investment Management
Oregon
$835K – – –
CBU
770
CIBC Bank USA
Illinois
$834K -$40.3K -370 -5%
FBT
771
First Bankers Trust
Kentucky
$821K -$3.26K -30 -0.4%
PAA
772
Peregrine Asset Advisers
Oregon
$820K -$1.94M -17,875 -70%
TSW
773
Thompson Siegel & Walmsley
Virginia
$820K – – –
AAM
774
Aureus Asset Management
Massachusetts
$819K +$2.06K +19 +0.3%
CWM
775
Concert Wealth Management
California
$817K +$32.8K +322 +4%
29 30
31
32 33