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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAC
751
Asset Advisors Corp
Georgia
$808K +$59.9K +660 +8%
TBA
752
Train Babcock Advisors
New York
$800K -$9.08K -100 -1%
OMCS
753
Old Mutual Customised Solutions
South Africa
$799K +$36.3K +400 +5%
FSC
754
Fiduciary Services Corp
Georgia
$796K -$215K -2,362 -21%
BAC
755
Boys Arnold & Co
North Carolina
$793K +$22.5K +248 +3%
SC
756
Saiers Capital
New York
$790K -$70.5K -776 -8%
BVDMP
757
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$790K – – –
Fiera Capital (Canada)
758
Fiera Capital (Canada)
Quebec, Canada
$786K +$786K +8,655 New
AIM
759
Aspen Investment Management
Michigan
$776K -$54.5K -600 -7%
AQR Capital Management
760
AQR Capital Management
Connecticut
$772K -$1.77M -19,448 -70%
SAM
761
Shikiar Asset Management
New York
$770K -$861K -9,475 -53%
SPC
762
Stewart & Patten Company
California
$768K – – –
MA
763
Marshwinds Advisory
Georgia
$768K +$13.6K +150 +2%
TSS
764
Thomas Story & Son
Indiana
$763K – – –
S
765
SignatureFD
Georgia
$759K +$49.8K +548 +7%
DAS
766
Dynamic Advisor Solutions
Arizona
$755K +$755K +8,306 New
KIG
767
Kovitz Investment Group
Illinois
$740K -$113K -1,246 -13%
TSW
768
Thompson Siegel & Walmsley
Virginia
$740K – – –
CTA
769
Chesley Taft & Associates
Illinois
$739K +$6.36K +70 +0.9%
KFS
770
Kurt F. Somerville
$718K -$18.2K -200 -2%
RBC
771
Ronald Blue & Co
Georgia
$714K -$270K -2,971 -27%
TIA
772
Tiemann Investment Advisors
California
$712K +$712K +7,840 New
CWM
773
Concert Wealth Management
California
$710K +$27.3K +301 +4%
YP
774
Yellowstone Partners
Idaho
$706K +$706K +7,770 New
EWA
775
EP Wealth Advisors
California
$705K +$24.7K +272 +4%
29 30
31
32 33