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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC
726
Park National Corp
Ohio
$1.37M -$3.4K -24 -0.3%
WA
727
Waverly Advisors
Alabama
$1.37M +$72.1K +510 +6%
CL
728
Choreo LLC
Illinois
$1.36M +$1.27M +8,951 New
APFBOT
729
Amica Pension Fund Board of Trustees
Rhode Island
$1.36M
MMHP
730
Murphy Middleton Hinkle & Parker
Georgia
$1.36M
BOTW
731
Bank of the West
California
$1.36M +$930K +6,576 +283%
H
732
HoyleCohen
California
$1.35M +$332K +2,348 +36%
AWM
733
Aries Wealth Management
Maine
$1.35M
Victory Capital Management
734
Victory Capital Management
Texas
$1.34M -$30.7K -217 -2%
TRIM
735
Thompson Rubinstein Investment Management
Oregon
$1.34M
OA
736
Oxbow Advisors
Texas
$1.33M -$28.3K -200 -2%
LAM
737
Lingohr Asset Management
Germany
$1.33M -$211K -1,490 -15%
ONB
738
Old National Bancorp
Indiana
$1.32M -$21.6K -153 -2%
SA
739
Sicart Associates
New York
$1.32M
FTC
740
Farmers Trust Company
Ohio
$1.31M +$35.4K +250 +3%
BCM
741
Bayesian Capital Management
New York
$1.3M -$1.05M -7,400 -47%
FIM
742
Fruth Investment Management
Texas
$1.3M -$28.3K -200 -2%
BG
743
Bahl & Gaynor
Ohio
$1.29M -$14.1K -100 -1%
BS
744
Boenning & Scattergood
Pennsylvania
$1.29M +$95.5K +675 +9%
TSS
745
Thomas Story & Son
Indiana
$1.28M
AT
746
Arden Trust
Delaware
$1.27M +$9.48K +67 +0.8%
GCM
747
Gables Capital Management
Florida
$1.26M -$42.4K -300 -3%
CAN
748
Claraphi Advisory Network
United States
$1.26M -$391K -2,764 -25%
BCM
749
Boltwood Capital Management
California
$1.26M
BRWA
750
B. Riley Wealth Advisors
Florida
$1.25M -$75.5K -534 -6%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.