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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MAM
726
Mizuho Asset Management
Japan
$517K -$200K -2,258 -28%
PRS
727
Pinkerton Retirement Specialists
Idaho
$517K +$471K +4,177 +1,029%
NSIM
728
North Star Investment Management
Illinois
$514K -$11.8K -133 -2%
DIA
729
Denver Investment Advisors
Colorado
$514K – – –
RB
730
Rodgers Brothers
Pennsylvania
$513K -$155K -1,749 -23%
GW
731
GW & Wade
Massachusetts
$506K +$38.1K +429 +8%
SCM
732
Southport Capital Management
Tennessee
$503K -$11.1K -125 -2%
PFS
733
Prospera Financial Services
Texas
$503K +$75K +845 +18%
SAM
734
SignalPoint Asset Management
Missouri
$502K -$47.6K -536 -9%
GHA
735
GW Henssler & Associates
Georgia
$501K +$51.4K +579 +11%
GAM
736
Garrison Asset Management
Arkansas
$499K – – –
BL
737
Balentine LLC
Georgia
$499K +$490K +5,514 +5,153%
BIC
738
Bridges Investment Counsel
Nebraska
$498K – – –
SCP
739
Sandhill Capital Partners
New York
$498K +$54.6K +615 +12%
FA
740
FDx Advisors
Illinois
$496K +$127K +1,433 +34%
GP
741
Girard Partners
Pennsylvania
$493K +$89.5K +1,009 +22%
TRCT
742
Tower Research Capital (TRC)
New York
$490K +$490K +5,529 New
MHS
743
M Holdings Securities
Oregon
$489K +$5.59K +63 +1%
BWAM
744
Boyd Watterson Asset Management
Ohio
$487K – – –
HVIA
745
Hudson Valley Investment Advisors
New York
$487K +$15.5K +175 +3%
RIL
746
Rothschild Investment LLC
Illinois
$486K -$19.7K -222 -4%
BRWA
747
B. Riley Wealth Advisors
Florida
$486K +$267 +3 +0.1%
DHFB
748
Dixon Hubard Feinour & Brown
Virginia
$485K +$212K +2,390 +78%
SOAMC
749
Spirit of America Management Corp
New York
$484K +$218K +2,450 +82%
IB
750
Intrust Bank
Kansas
$483K – – –
28 29
30
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