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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
2
Capital World Investors
California
$1.62B
3
Morgan Stanley
3
Morgan Stanley
New York
$631M
4
American Century Companies
4
American Century Companies
Missouri
$173M
5
EVM
5
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$40.9M
2
Harris Associates
2
Harris Associates
Illinois
$1.12B
3
State Street
3
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
5
Virtus Fund Advisers
Connecticut
$117K
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$92.5M 1,042,481 +76,957 +8%
AllianceBernstein
52
AllianceBernstein
Tennessee
$91.8M 1,034,405 +4,554 +0.4%
TA
53
Teachers Advisors
New York
$91.8M 1,033,738 +185,662 +22%
State of New Jersey Common Pension Fund D
54
State of New Jersey Common Pension Fund D
New Jersey
$90.8M 1,023,000 +23,000 +2%
Schroder Investment Management Group
55
Schroder Investment Management Group
United Kingdom
$90.4M 1,017,920 +262,765 +35%
New York State Teachers Retirement System (NYSTRS)
56
New York State Teachers Retirement System (NYSTRS)
New York
$88.4M 996,065 -36,299 -4%
TD Asset Management
57
TD Asset Management
Ontario, Canada
$87.6M 987,142 +27,440 +3%
MTB
58
Mizuho Trust & Banking
Japan
$82.6M 930,153 +9,179 +1%
RhumbLine Advisers
59
RhumbLine Advisers
Massachusetts
$75.7M 853,051 +45,548 +6%
Prudential Financial
60
Prudential Financial
New Jersey
$74.5M 839,033 -57,917 -6%
Principal Financial Group
61
Principal Financial Group
Iowa
$72.1M 812,515 +11,969 +1%
PI
62
PGGM Investments
Netherlands
$71.1M 800,941 -5,715 -0.7%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$70.4M 792,951 -20,834 -3%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$70.1M 790,183 +42,509 +6%
BJ
65
BlackRock Japan
Japan
$68.4M 770,875 +40,593 +6%
Fidelity International
66
Fidelity International
Bermuda
$67.5M 760,161 +223,374 +42%
EA
67
Emerald Acquisition
Washington
$61.4M 691,888 -325,647 -32%
ORIO
68
Old Republic International (ORI)
Illinois
$59.6M 755,100 +185,000 +32%
BNP Paribas Financial Markets
69
BNP Paribas Financial Markets
France
$59.2M 667,228 +459,711 +222%
BGIM
70
Brandywine Global Investment Management
Pennsylvania
$55.9M 629,338 -455,111 -42%
Lord, Abbett & Co
71
Lord, Abbett & Co
New Jersey
$55.6M 626,614 +3,121 +0.5%
Korea Investment Corp
72
Korea Investment Corp
South Korea
$54.9M 618,312 +523,012 +549%
Retirement Systems of Alabama
73
Retirement Systems of Alabama
Alabama
$52.2M 588,538 -2,175 -0.4%
Los Angeles Capital Management
74
Los Angeles Capital Management
California
$50.9M 573,892 -10,351 -2%
Lazard Asset Management
75
Lazard Asset Management
New York
$50.7M 570,597 +570,597 New
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