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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Market Value Shares Shares
Change 		Shares
Change %
Prudential Financial
51
Prudential Financial
New Jersey
$82.6M 1,078,780 +45,480 +4%
AllianceBernstein
52
AllianceBernstein
Tennessee
$80.7M 1,053,868 -29,392 -3%
New York State Teachers Retirement System (NYSTRS)
53
New York State Teachers Retirement System (NYSTRS)
New York
$80.3M 1,048,963 +2,617 +0.3%
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$77.5M 1,012,939 +231,359 +30%
Neuberger Berman Group
55
Neuberger Berman Group
New York
$72.5M 947,449 +99,415 +12%
TD Asset Management
56
TD Asset Management
Ontario, Canada
$71.4M 932,958 +5,216 +0.6%
MTB
57
Mizuho Trust & Banking
Japan
$69.8M 911,474 +45,093 +5%
TA
58
Teachers Advisors
New York
$63.9M 835,203 +88,785 +12%
Principal Financial Group
59
Principal Financial Group
Iowa
$61M 796,385 +21,480 +3%
RhumbLine Advisers
60
RhumbLine Advisers
Massachusetts
$59.3M 774,200 +159,072 +26%
PI
61
PGGM Investments
Netherlands
$57.1M 746,041 +3,696 +0.5%
BJ
62
BlackRock Japan
Japan
$55.8M 728,991 +24,121 +3%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$55.7M 727,489 -14,500 -2%
BA
64
BlackRock Advisors
Delaware
$54.2M 708,437 +699 +0.1%
VFA
65
Virtus Fund Advisers
Connecticut
$53.7M 701,948 -908 -0.1%
Barclays
66
Barclays
United Kingdom
$53.6M 705,260 -888,088 -56%
Schroder Investment Management Group
67
Schroder Investment Management Group
United Kingdom
$52.2M 681,767 +357,706 +110%
JWBC
68
John W. Bristol & Co
New York
$48.9M 638,298 -28,513 -4%
GLA
69
Great Lakes Advisors
Illinois
$47.8M 623,894 -14,622 -2%
EVM
70
Eaton Vance Management
Massachusetts
$47.2M 616,028 -121,708 -16%
Retirement Systems of Alabama
71
Retirement Systems of Alabama
Alabama
$46.6M 609,323 -5,808 -0.9%
First Trust Advisors
72
First Trust Advisors
Illinois
$44.6M 582,213 +3,083 +0.5%
OSAM
73
O'Shaughnessy Asset Management
Connecticut
$44.5M 581,632 +60,913 +12%
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
$44.1M 576,433 -10,303 -2%
RJA
75
Raymond James & Associates
Florida
$44.1M 575,694 +67,012 +13%
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