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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Market Value Shares Shares
Change 		Shares
Change %
RFC
51
Russell Frank Company
Washington
$76.3M 1,109,705 +180,207 +19%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$73.7M 1,084,746 -314,530 -22%
AllianceBernstein
53
AllianceBernstein
Tennessee
$73.6M 1,083,260 -30,247 -3%
New York State Teachers Retirement System (NYSTRS)
54
New York State Teachers Retirement System (NYSTRS)
New York
$71.1M 1,046,346 -33,858 -3%
Swiss National Bank
55
Swiss National Bank
Switzerland
$70.7M 1,040,116 +16,800 +2%
Prudential Financial
56
Prudential Financial
New Jersey
$70.2M 1,033,300 -19,060 -2%
UBS Group
57
UBS Group
Switzerland
$63.1M 927,810 +112,562 +14%
TD Asset Management
58
TD Asset Management
Ontario, Canada
$63M 927,742 +23,715 +3%
MTB
59
Mizuho Trust & Banking
Japan
$59.5M 866,381 +20,840 +2%
Neuberger Berman Group
60
Neuberger Berman Group
New York
$57.6M 848,034 +807,520 +1,993%
BNP Paribas Financial Markets
61
BNP Paribas Financial Markets
France
$55.5M 817,028 +99,259 +14%
Stifel Financial
62
Stifel Financial
Missouri
$54.5M 802,293 -18,047 -2%
Royal Bank of Canada
63
Royal Bank of Canada
Ontario, Canada
$53.1M 781,580 +119,585 +18%
Principal Financial Group
64
Principal Financial Group
Iowa
$52.7M 774,905 -11,923 -2%
TA
65
Teachers Advisors
New York
$50.7M 746,418 +7,265 +1%
PI
66
PGGM Investments
Netherlands
$50.5M 742,345 -14,038 -2%
State Board of Administration of Florida Retirement System
67
State Board of Administration of Florida Retirement System
Florida
$50.4M 741,989 -25,414 -3%
EVM
68
Eaton Vance Management
Massachusetts
$50.1M 737,736 -179,273 -20%
BA
69
BlackRock Advisors
Delaware
$48.1M 707,738 +210,476 +42%
BJ
70
BlackRock Japan
Japan
$47.9M 704,870 +606 +0.1%
VFA
71
Virtus Fund Advisers
Connecticut
$47.8M 702,856 +701,543 +53,431%
JWBC
72
John W. Bristol & Co
New York
$45.3M 666,811 -17,898 -3%
GLA
73
Great Lakes Advisors
Illinois
$43.4M 638,516 -34,012 -5%
State of Wisconsin Investment Board
74
State of Wisconsin Investment Board
Wisconsin
$42.7M 627,787 -106,880 -15%
Retirement Systems of Alabama
75
Retirement Systems of Alabama
Alabama
$41.8M 615,131 -38,037 -6%
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