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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
Swiss National Bank
51
Swiss National Bank
Switzerland
$66.9M +$7.18M +93,900 +10%
HSBC Holdings
52
HSBC Holdings
United Kingdom
$64.2M -$52.3M -683,983 -41%
RFC
53
Russell Frank Company
Washington
$60.7M -$1.68M -22,013 -2%
EVM
54
Eaton Vance Management
Massachusetts
$59.9M -$5.33M -69,668 -7%
TD Asset Management
55
TD Asset Management
Ontario, Canada
$59.1M +$24.2M +316,530 +54%
JP Morgan Chase
56
JP Morgan Chase
New York
$57.7M -$35.7M -466,925 -35%
MTB
57
Mizuho Trust & Banking
Japan
$55.3M +$1.74M +22,700 +3%
Stifel Financial
58
Stifel Financial
Missouri
$53.6M +$1.23M +16,141 +2%
UBS Group
59
UBS Group
Switzerland
$53.3M -$42.9M -561,053 -41%
Principal Financial Group
60
Principal Financial Group
Iowa
$51.4M +$252K +3,301 +0.4%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$50.2M +$464K +6,070 +0.8%
PI
62
PGGM Investments
Netherlands
$49.4M +$2.3M +30,117 +4%
TA
63
Teachers Advisors
New York
$48.3M +$2.63M +34,334 +5%
State of Wisconsin Investment Board
64
State of Wisconsin Investment Board
Wisconsin
$48M -$962K -12,580 -2%
D.E. Shaw & Co
65
D.E. Shaw & Co
New York
$47.6M +$43.8M +572,285 +366%
BNP Paribas Financial Markets
66
BNP Paribas Financial Markets
France
$46.9M +$30.5M +399,010 +125%
Westfield Capital Management
67
Westfield Capital Management
Massachusetts
$46.4M -$111M -1,451,610 -67%
BJ
68
BlackRock Japan
Japan
$46M +$1.59M +20,749 +3%
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$45.5M -$3.67M -47,967 -6%
GLA
70
Great Lakes Advisors
Illinois
$44.8M +$4.87M +63,721 +10%
JWBC
71
John W. Bristol & Co
New York
$44.8M -$8.74M -114,314 -14%
Royal Bank of Canada
72
Royal Bank of Canada
Ontario, Canada
$43.3M -$16.6M -217,006 -25%
Retirement Systems of Alabama
73
Retirement Systems of Alabama
Alabama
$42.7M -$484K -6,325 -1%
US Bancorp
74
US Bancorp
Minnesota
$42.5M -$8.99M -117,558 -15%
Susquehanna International Group
75
Susquehanna International Group
Pennsylvania
$42.3M +$7.28M +95,124 +17%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.