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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Swiss National Bank
51
Swiss National Bank
Switzerland
$66.9M 1,023,316 +93,900 +10%
HSBC Holdings
52
HSBC Holdings
United Kingdom
$64.2M 982,384 -683,983 -41%
RFC
53
Russell Frank Company
Washington
$60.7M 929,498 -22,013 -2%
EVM
54
Eaton Vance Management
Massachusetts
$59.9M 917,009 -69,668 -7%
TD Asset Management
55
TD Asset Management
Ontario, Canada
$59.1M 904,027 +316,530 +54%
JPMorgan Chase & Co
56
JPMorgan Chase & Co
New York
$57.7M 882,737 -466,925 -35%
MTB
57
Mizuho Trust & Banking
Japan
$55.3M 845,541 +22,700 +3%
Stifel Financial
58
Stifel Financial
Missouri
$53.6M 820,340 +16,141 +2%
UBS Group
59
UBS Group
Switzerland
$53.3M 815,248 -561,053 -41%
Principal Financial Group
60
Principal Financial Group
Iowa
$51.4M 786,828 +3,301 +0.4%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$50.2M 767,403 +6,070 +0.8%
PI
62
PGGM Investments
Netherlands
$49.4M 756,383 +30,117 +4%
TA
63
Teachers Advisors
New York
$48.3M 739,153 +34,334 +5%
State of Wisconsin Investment Board
64
State of Wisconsin Investment Board
Wisconsin
$48M 734,667 -12,580 -2%
D.E. Shaw & Co
65
D.E. Shaw & Co
New York
$47.6M 728,650 +572,285 +366%
BNP Paribas Financial Markets
66
BNP Paribas Financial Markets
France
$46.9M 717,769 +399,010 +125%
Westfield Capital Management
67
Westfield Capital Management
Massachusetts
$46.4M 710,028 -1,451,610 -67%
BJ
68
BlackRock Japan
Japan
$46M 704,264 +20,749 +3%
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$45.5M 695,396 -47,967 -6%
GLA
70
Great Lakes Advisors
Illinois
$44.8M 672,528 +63,721 +10%
JWBC
71
John W. Bristol & Co
New York
$44.8M 684,709 -114,314 -14%
Royal Bank of Canada
72
Royal Bank of Canada
Ontario, Canada
$43.3M 661,995 -217,006 -25%
Retirement Systems of Alabama
73
Retirement Systems of Alabama
Alabama
$42.7M 653,168 -6,325 -1%
US Bancorp
74
US Bancorp
Minnesota
$42.5M 649,914 -117,558 -15%
Susquehanna International Group
75
Susquehanna International Group
Pennsylvania
$42.3M 647,895 +95,124 +17%
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