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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
Credit Agricole
51
Credit Agricole
France
$111M +$1.89M +20,833 +2%
BGIM
52
Brandywine Global Investment Management
Pennsylvania
$110M +$59.9M +659,254 +118%
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$108M +$736K +8,100 +0.7%
SB
54
Suntrust Banks
Georgia
$108M +$22.7M +250,067 +27%
Invesco
55
Invesco
Georgia
$102M +$8.25M +90,818 +9%
DRZID
56
DePrince Race & Zollo Inc (DRZ)
Florida
$101M +$3.03M +33,400 +3%
State Board of Administration of Florida Retirement System
57
State Board of Administration of Florida Retirement System
Florida
$99.5M -$1.43M -15,794 -1%
Lord, Abbett & Co
58
Lord, Abbett & Co
New Jersey
$96.7M -$115M -1,265,977 -54%
JWBC
59
John W. Bristol & Co
New York
$96.6M +$26.2M +287,990 +37%
Prudential Financial
60
Prudential Financial
New Jersey
$96.1M -$2.54M -28,000 -3%
USSCPF
61
United States Steel & Carnegie Pension Fund
New York
$93M – – –
BIM
62
BlackRock Investment Management
Delaware
$91.5M -$4.64M -51,099 -5%
Capital International Investors
63
Capital International Investors
California
$88.9M – – –
APG Asset Management
64
APG Asset Management
Netherlands
$88.1M +$586K +6,455 +0.7%
Harris Associates
65
Harris Associates
Illinois
$87.6M +$87.6M +964,638 New
ARC
66
Absolute Return Capital
Massachusetts
$86.2M +$43.8M +481,986 +103%
PAM
67
Panagora Asset Management
Massachusetts
$84M -$15.4M -170,135 -16%
MTB
68
Mizuho Trust & Banking
Japan
$83.5M +$403K +4,410 +0.5%
SG Americas Securities
69
SG Americas Securities
New York
$82.5M -$81.2M -893,673 -50%
PPA
70
Parametric Portfolio Associates
Washington
$82.5M +$2.93M +32,289 +4%
U
71
UBS
Switzerland
$81.8M -$8.82M -97,090 -10%
State of Wisconsin Investment Board
72
State of Wisconsin Investment Board
Wisconsin
$79.4M -$1.28M -14,070 -2%
MAA
73
Managed Account Advisors
New Jersey
$79.1M -$12M -131,772 -13%
Allianz Asset Management
74
Allianz Asset Management
Germany
$77.4M -$83.4M -918,469 -52%
WRF
75
Waddell & Reed Financial
Kansas
$75.1M -$7.49M -82,525 -9%
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