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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.98B
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$497M
3
Franklin Resources
3
Franklin Resources
California
$445M
4
SG Americas Securities
4
SG Americas Securities
New York
$150M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$195M

Top Sellers

1
State Street
1
State Street
Massachusetts
$5.68B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$540M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$162M
4
HSBC Holdings
4
HSBC Holdings
United Kingdom
$135M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$46.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$98.6M +$3.05M +36,558 +3%
State Board of Administration of Florida Retirement System
52
State Board of Administration of Florida Retirement System
Florida
$92.6M -$415K -4,978 -0.4%
PAM
53
Panagora Asset Management
Massachusetts
$91.3M -$63.8M -764,874 -41%
Prudential Financial
54
Prudential Financial
New Jersey
$90.6M +$2.26M +27,161 +3%
DRZID
55
DePrince Race & Zollo Inc (DRZ)
Florida
$90.4M +$1.3M +15,600 +1%
HCM
56
Herndon Capital Management
Georgia
$89.6M +$7.86M +94,256 +10%
BIM
57
BlackRock Investment Management
Delaware
$88.3M -$678K -8,124 -0.8%
Invesco
58
Invesco
Georgia
$86.3M +$2.95M +35,344 +4%
USSCPF
59
United States Steel & Carnegie Pension Fund
New York
$85.4M – – –
T. Rowe Price Associates
60
T. Rowe Price Associates
Maryland
$83.8M -$3.82M -45,797 -4%
MAA
61
Managed Account Advisors
New Jersey
$83.6M +$588K +7,049 +0.7%
Adage Capital Partners
62
Adage Capital Partners
Massachusetts
$83.3M +$37.8M +453,183 +83%
U
63
UBS
Switzerland
$83.2M -$14.3M -170,946 -15%
Capital International Investors
64
Capital International Investors
California
$81.7M +$5.89M +70,600 +8%
Ameriprise
65
Ameriprise
Minnesota
$80.5M -$45.7M -548,589 -36%
APG Asset Management
66
APG Asset Management
Netherlands
$80.3M -$11.5M -137,967 -13%
SB
67
Suntrust Banks
Georgia
$78.1M -$34.6M -415,027 -31%
WRF
68
Waddell & Reed Financial
Kansas
$75.8M +$15.2M +182,267 +25%
MTB
69
Mizuho Trust & Banking
Japan
$74.9M – – –
State of Wisconsin Investment Board
70
State of Wisconsin Investment Board
Wisconsin
$74.1M -$2.31M -27,690 -3%
PPA
71
Parametric Portfolio Associates
Washington
$73.1M -$1.58M -19,004 -2%
RhumbLine Advisers
72
RhumbLine Advisers
Massachusetts
$71.7M -$2.27M -27,273 -3%
US Bancorp
73
US Bancorp
Minnesota
$69.9M +$4.02M +48,168 +6%
Citigroup
74
Citigroup
New York
$69.6M -$13.4M -160,740 -16%
SBAM
75
Santa Barbara Asset Management
California
$65.4M +$3.82M +45,811 +6%
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