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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
701
Burleson & Co
California
$1.3M +$285 +2 +0%
BEC
702
Blue Edge Capital
Virginia
$1.3M -$384K -2,600 -23%
CI
703
Conning Inc
Connecticut
$1.29M -$85.6K -580 -6%
CFG
704
Citizens Financial Group
Rhode Island
$1.28M -$7.22M -48,921 -85%
PWSG
705
Pacific Wealth Strategies Group
California
$1.28M +$5.61K +38 +0.4%
OA
706
Oxbow Advisors
Texas
$1.28M -$192K -1,300 -13%
BG
707
Bahl & Gaynor
Ohio
$1.27M – – –
WA
708
WBH Advisory
Maryland
$1.27M -$7.23K -49 -0.6%
RWA
709
Ropes Wealth Advisors
Massachusetts
$1.26M -$295K -2,000 -19%
VWA
710
V Wealth Advisors
Kansas
$1.25M – – –
FIM
711
Fruth Investment Management
Texas
$1.23M – – –
RG
712
Rathbones Group
United Kingdom
$1.23M – – –
SG Americas Securities
713
SG Americas Securities
New York
$1.23M -$31.5M -213,034 -96%
NFG
714
Next Financial Group
Texas
$1.23M -$25.8K -175 -2%
FTC
715
Farmers Trust Company
Ohio
$1.22M -$103K -700 -8%
FHA
716
First Horizon Advisors
Tennessee
$1.22M +$305K +2,070 +33%
LHC
717
Little House Capital
Massachusetts
$1.22M +$20.5K +139 +2%
CAM
718
Cresset Asset Management
Illinois
$1.21M +$69.6K +471 +6%
MCC
719
Malaga Cove Capital
California
$1.21M -$7.24K -49 -0.6%
CPA
720
Court Place Advisors
Maryland
$1.2M – – –
PTC
721
Philadelphia Trust Company
Pennsylvania
$1.2M +$35.4K +240 +3%
LOIM
722
Liberty One Investment Management
Illinois
$1.2M +$1.2M +8,118 New
DSN
723
D. Scott Neal
Kentucky
$1.19M – – –
MCWS
724
McKinley Carter Wealth Services
West Virginia
$1.19M +$70.5K +477 +6%
PT
725
Plimoth Trust
Massachusetts
$1.19M +$27.3K +185 +2%
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