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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Acadian Asset Management
701
Acadian Asset Management
Massachusetts
$591K – – –
VIA
702
Virtus Investment Advisers
Connecticut
$589K +$589K +6,634 New
TSWM
703
Triangle Securities Wealth Management
North Carolina
$588K -$20.9K -235 -3%
WSC
704
Wellington Shields & Co
New York
$588K +$444 +5 +0.1%
FBC
705
Fairfield, Bush & Co
Connecticut
$583K – – –
TSW
706
Thompson Siegel & Walmsley
Virginia
$582K -$1.86K -21 -0.3%
AT
707
Argent Trust
Texas
$569K -$53.5K -602 -9%
SS
708
Simplicity Solutions
Minnesota
$565K -$418K -4,705 -43%
WSCM
709
Wellington Shields Capital Management
New York
$565K -$26.7K -300 -5%
FCBT
710
First Citizens Bank & Trust
North Carolina
$558K +$147K +1,654 +36%
RWA
711
Ropes Wealth Advisors
Massachusetts
$554K +$11.2K +126 +2%
Cetera Investment Advisers
712
Cetera Investment Advisers
Illinois
$552K -$40.4K -456 -7%
FWM
713
Frontier Wealth Management
Missouri
$552K -$35.5K -400 -6%
MLL
714
Moody Lynn & Lieberson
Massachusetts
$552K +$552K +6,215 New
AIA
715
Allegis Investment Advisors
Idaho
$552K +$552K +6,218 New
CI
716
Capital International
California
$550K – – –
JWA
717
JFS Wealth Advisors
Pennsylvania
$548K +$51.1K +576 +10%
CTA
718
Colonial Trust Advisors
South Carolina
$544K +$4.44K +50 +0.8%
NPC
719
National Planning Corporation
California
$531K -$215K -2,565 -29%
Kovitz Investment Group Partners
720
Kovitz Investment Group Partners
Illinois
$526K – – –
ADL
721
Asset Dedication LLC
California
$526K +$28.9K +327 +6%
BHA
722
Beech Hill Advisors
New York
$523K +$13.3K +150 +3%
CCFCSB
723
Cape Cod Five Cents Savings Bank
Massachusetts
$519K -$57.5K -648 -10%
Jones Financial Companies
724
Jones Financial Companies
Missouri
$519K -$39.3K -443 -7%
Mackenzie Financial
725
Mackenzie Financial
Ontario, Canada
$518K +$5.33K +60 +1%
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