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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
BVDMP
701
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$998K
MMPW
702
Mitchell McLeod Pugh & Williams
Alabama
$990K +$1.05M +10,815 New
PAM
703
Palisade Asset Management
Minnesota
$988K +$58.6K +602 +6%
CWP
704
Capital Wealth Planning
Florida
$986K
HK
705
Horizon Kinetics
New York
$982K +$21.9K +225 +2%
FFC
706
First Financial Corp
Indiana
$974K
1IA
707
1834 Investment Advisors
Wisconsin
$974K +$19.5K +200 +2%
MMG
708
Monetary Management Group
Missouri
$974K +$68.1K +700 +7%
FPCG
709
Fort Pitt Capital Group
Pennsylvania
$965K +$681 +7 +0.1%
MYAM
710
Meiji Yasuda Asset Management
Japan
$962K -$201K -2,060 -16%
Bank of Nova Scotia
711
Bank of Nova Scotia
Ontario, Canada
$962K +$5.74K +59 +0.6%
MBTD
712
Mechanics Bank - Trust Department
California
$955K -$61.2K -629 -6%
DSC
713
Duncker Streett & Co
Missouri
$950K
FMII
714
Farmers & Merchants Investments Inc
Nebraska
$949K -$195K -2,000 -16%
SI
715
SII Investments
Wisconsin
$948K +$230K +2,366 +30%
WDA
716
Wendell David Associates
New Hampshire
$946K +$4.87K +50 +0.5%
HIC
717
Holderness Investments Company
North Carolina
$940K +$1M +10,278 New
IC
718
InterOcean Capital
Illinois
$938K -$116K -1,195 -10%
BAC
719
Boys Arnold & Co
North Carolina
$937K -$122K -1,250 -11%
CIM
720
CIM Investment Management
Pennsylvania
$923K
KCPG
721
Kavar Capital Partners Group
Kansas
$916K -$38.6K -397 -4%
IA
722
Icon Advisers
Colorado
$915K
BFA
723
Bragg Financial Advisors
North Carolina
$905K -$41.8K -429 -4%
ICM
724
IMS Capital Management
Oregon
$903K +$409K +4,201 +74%
SJIM
725
St. Johns Investment Management
Florida
$896K -$31.1K -320 -3%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.