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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIM
701
CIM Investment Management
Pennsylvania
$1.15M -$31.4K -289 -3%
HK
702
Horizon Kinetics
New York
$1.14M +$21.7K +200 +2%
WDA
703
Wendell David Associates
New Hampshire
$1.14M +$14.7K +135 +1%
BFA
704
Bragg Financial Advisors
North Carolina
$1.14M -$50.5K -465 -4%
MMG
705
Monetary Management Group
Missouri
$1.14M +$16.8K +155 +2%
DSC
706
Duncker Streett & Co
Missouri
$1.13M – – –
1IA
707
1834 Investment Advisors
Wisconsin
$1.12M +$101K +930 +10%
BOTW
708
Bank of the West
California
$1.12M -$2.78M -25,536 -71%
KT
709
Kanaly Trust
Texas
$1.11M -$20.8K -191 -2%
HVIA
710
Hudson Valley Investment Advisors
New York
$1.11M -$132K -1,216 -11%
FIM
711
Fruth Investment Management
Texas
$1.11M – – –
RC
712
Roundview Capital
New Jersey
$1.11M -$47.8K -440 -4%
PAM
713
Palisade Asset Management
Minnesota
$1.1M -$54.3K -500 -5%
SJIM
714
St. Johns Investment Management
Florida
$1.09M +$9.78K +90 +0.9%
IA
715
Icon Advisers
Colorado
$1.09M – – –
MSE
716
MUFG Securities EMEA
United Kingdom
$1.09M -$5.87M -54,000 -84%
BCMO
717
Buckingham Capital Management (Ohio)
Ohio
$1.08M -$8.15K -75 -0.7%
Bank of Nova Scotia
718
Bank of Nova Scotia
Ontario, Canada
$1.08M +$32.7K +301 +3%
LOAMS
719
Lombard Odier Asset Management (Switzerland)
Switzerland
$1.08M +$1.08M +9,941 New
CSS
720
Cubist Systematic Strategies
Connecticut
$1.07M +$1.07M +9,856 New
FFSOTS
721
Fiduciary Financial Services of The Southwest
Texas
$1.06M -$2.72K -25 -0.3%
PFA
722
Paradigm Financial Advisors
Missouri
$1.05M -$32.5K -299 -3%
BAM
723
Burnham Asset Management
New York
$1.05M – – –
KTC
724
Kistler-Tiffany Companies
Pennsylvania
$1.04M +$3.81K +35 +0.4%
ICM
725
IMS Capital Management
Oregon
$1.03M +$109 +1 +0%
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