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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
LG
676
Leuthold Group
Minnesota
$4.11M -$2.96K -10 -0.1%
AIM
677
Anchor Investment Management
South Carolina
$4.1M +$55K +186 +1%
CC
678
Chicago Capital
Illinois
$4.07M +$2.88M +9,732 +241%
SPC
679
Sigma Planning Corp
Michigan
$4.03M -$5.18M -17,509 -56%
SFS
680
Sowell Financial Services
Arkansas
$4M +$61.5K +208 +2%
GJWM
681
Gilliland Jeter Wealth Management
Arkansas
$3.98M +$3.98M +13,474 New
FTDI
682
First Trust Direct Indexing
Massachusetts
$3.98M +$571K +1,930 +17%
B
683
Bailard
California
$3.96M -$945K -3,196 -19%
WAM
684
Wakefield Asset Management
Colorado
$3.95M +$531K +1,797 +16%
LNWWM
685
Laird Norton Wetherby Wealth Management
California
$3.95M -$103K -349 -3%
SCM
686
Seascape Capital Management
New Hampshire
$3.95M +$3.95M +13,341 New
BCM
687
Bridgeway Capital Management
Texas
$3.94M – – –
PT
688
Plimoth Trust
Massachusetts
$3.93M -$28.4K -96 -0.7%
FI
689
FJ Investments
Utah
$3.93M +$3.93M +13,300 New
USCWA
690
U.S. Capital Wealth Advisors
Texas
$3.93M -$177K -597 -4%
SWM
691
Spire Wealth Management
Virginia
$3.91M +$305K +1,068 +8%
NC
692
NewSquare Capital
Pennsylvania
$3.91M +$3.9M +13,203 +52,812%
FFP
693
FourThought Financial Partners
Florida
$3.91M +$4.73K +16 +0.1%
AIP
694
Ameritas Investment Partners
Nebraska
$3.87M -$82.8K -280 -2%
BEC
695
Blue Edge Capital
Virginia
$3.85M -$196K -664 -5%
PS
696
Principal Securities
Iowa
$3.83M +$3.83M +12,958 New
TG
697
TCW Group
California
$3.83M +$3.83M +12,907 New
IIM
698
Intact Investment Management
Quebec, Canada
$3.83M +$621K +2,100 +19%
HKIM
699
Hayek Kallen Investment Management
Alabama
$3.8M -$37.3K -126 -1%
VCM
700
Viewpoint Capital Management
Washington
$3.77M -$4.44K -15 -0.1%
26 27
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