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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
676
Burleson & Co
California
$1.03M +$5.72K +51 +0.6%
CAN
677
Claraphi Advisory Network
United States
$1.02M -$11.7K -101 -1%
HSA
678
HBK Sorce Advisory
Pennsylvania
$1.02M -$115K -995 -10%
HKAM
679
Horizon Kinetics Asset Management
New York
$1.01M -$88.3K -761 -8%
MYLI
680
Meiji Yasuda Life Insurance
Japan
$1.01M -$163K -1,408 -14%
OA
681
Oxbow Advisors
Texas
$1.01M – – –
PWSG
682
Pacific Wealth Strategies Group
California
$997K -$10.2K -88 -1%
OIA
683
Optimum Investment Advisors
Illinois
$994K -$102K -875 -9%
CT
684
Columbia Trust
Oregon
$991K +$216K +1,861 +28%
CPA
685
Court Place Advisors
Maryland
$988K +$43.5K +375 +5%
LOIM
686
Liberty One Investment Management
Illinois
$988K +$46.2K +398 +5%
SFA
687
Sequoia Financial Advisors
Ohio
$987K +$133K +1,145 +16%
RWA
688
Ropes Wealth Advisors
Massachusetts
$985K -$7.54K -65 -0.8%
FFN
689
Focus Financial Network
Minnesota
$985K -$739K -6,372 -43%
GJIC
690
Gamble Jones Investment Counsel
California
$980K -$179K -1,543 -15%
VI
691
Versor Investments
New York
$975K +$975K +8,400 New
CI
692
Conning Inc
Connecticut
$974K -$37.8K -326 -4%
VCA
693
Verdence Capital Advisors
Maryland
$972K +$140K +1,206 +17%
FIM
694
Fruth Investment Management
Texas
$969K – – –
LW
695
Linscomb Wealth
Texas
$964K -$434K -3,738 -31%
RG
696
Rathbones Group
United Kingdom
$963K -$3.48K -30 -0.4%
JHCP
697
Jackson Hole Capital Partners
Oklahoma
$962K +$186K +1,601 +24%
ICOM
698
Investment Counselors of Maryland
Maryland
$958K -$171K -1,475 -15%
SWM
699
SeaCrest Wealth Management
New York
$953K +$42.1K +363 +5%
LHC
700
Little House Capital
Massachusetts
$947K -$9.75K -84 -1%
26 27
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