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Horizon Kinetics Asset Management’s Caterpillar CAT Stock Holding History

Horizon Kinetics Asset Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.92M Sell
4,117
-500
-11% -$346K 0.03% 93
2025
Q4 		$2.64M Sell
4,617
-565
-11% -$314K 0.04% 95
2025
Q3 		$2.47M Sell
5,182
-2,547
-33% -$1.09M 0.03% 104
2025
Q2 		$3M Sell
7,729
-189
-2% -$63K 0.04% 97
2025
Q1 		$2.61M Sell
7,918
-25
-0.3% -$8.9K 0.03% 104
2024
Q4 		$2.88M Sell
7,943
-273
-3% -$106K 0.04% 102
2024
Q3 		$3.21M Buy
8,216
+1,743
+27% +$602K 0.05% 92
2024
Q2 		$2.16M Sell
6,473
-200
-3% -$69.3K 0.04% 100
2024
Q1 		$2.45M Sell
6,673
-286
-4% -$91.4K 0.05% 89
2023
Q4 		$2.06M Sell
6,959
-40
-0.6% -$10.4K 0.04% 97
2023
Q3 		$1.91M Buy
6,999
+401
+6% +$109K 0.04% 99
2023
Q2 		$1.62M Buy
6,598
+98
+2% +$21.9K 0.04% 116
2023
Q1 		$1.49M Sell
6,500
-538
-8% -$130K 0.03% 123
2022
Q4 		$1.69M Sell
7,038
-370
-5% -$80.5K 0.03% 113
2022
Q3 		$1.22M Buy
7,408
+540
+8% +$98.6K 0.02% 128
2022
Q2 		$1.23M Buy
6,868
+75
+1% +$15.8K 0.03% 138
2022
Q1 		$1.51M Buy
6,793
+175
+3% +$36.7K 0.03% 143
2021
Q4 		$1.37M Buy
6,618
+25
+0.4% +$5.03K 0.03% 156
2021
Q3 		$1.27M Sell
6,593
-340
-5% -$70.8K 0.03% 156
2021
Q2 		$1.51M Sell
6,933
-955
-12% -$221K 0.03% 147
2021
Q1 		$1.83M Sell
7,888
-3,145
-29% -$651K 0.04% 130
2020
Q4 		$2.01M Buy
11,033
+3,186
+41% +$540K 0.07% 114
2020
Q3 		$1.17M Buy
7,847
+870
+12% +$122K 0.05% 147
2020
Q2 		$883K Sell
6,977
-1,750
-20% -$207K 0.03% 174
2020
Q1 		$1.01M Sell
8,727
-761
-8% -$97.2K 0.04% 132
2019
Q4 		$1.4M Sell
9,488
-93
-1% -$13K 0.04% 135
2019
Q3 		$1.21M Sell
9,581
-1,320
-12% -$168K 0.04% 146
2019
Q2 		$1.49M Sell
10,901
-275
-2% -$36.3K 0.04% 138
2019
Q1 		$1.51M Buy
+11,176
New +$1.48M 0.04% 137

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Horizon Kinetics Asset Management's CAT Position: Q1 2026 in Review

Horizon Kinetics Asset Management reduced its Caterpillar (CAT) stake by 11% in Q1 2026, selling an estimated $346K and leaving 4,117 shares worth $2.92M. The position accounts for 0.03% of the portfolio, ranked #93.

Horizon Kinetics Asset Management first reported a position in CAT in Q1 2019 and has held it in 29 quarters since. The position peaked at $3.21M in Q3 2024. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Horizon Kinetics Asset Management held 4,117 shares of Caterpillar worth $2.92M as of Q1 2026.
  • Horizon Kinetics Asset Management sold 500 Caterpillar shares in Q1 2026, an estimated $346K.
  • Caterpillar made up 0.03% of Horizon Kinetics Asset Management's portfolio in Q1 2026, its #93 holding.
  • Horizon Kinetics Asset Management first reported a position in Caterpillar in Q1 2019 and has held it in 29 quarters since.
  • Horizon Kinetics Asset Management's Caterpillar position peaked at $3.21M in Q3 2024.
  • 3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Horizon Kinetics Asset Management's 13F filing for Q1 2026, filed 15 May 2026.