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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
NJBEST
676
New Jersey Better Educational Savings Trust
New Jersey
$742K – – –
AL
677
Agran Libbie
California
$742K +$1.39K +15 +0.2%
BMC
678
Benin Management Corp
Connecticut
$736K – – –
FWM
679
Focused Wealth Management
New York
$731K +$11.6K +125 +2%
SJIM
680
St. Johns Investment Management
Florida
$730K -$6.12K -66 -0.8%
BFA
681
Bragg Financial Advisors
North Carolina
$729K – – –
ADL
682
Asset Dedication LLC
California
$729K +$168K +1,783 +30%
II
683
IFM Investors
Australia
$726K +$726K +7,831 New
WCM
684
Windsor Capital Management
Arizona
$725K +$64.2K +693 +10%
CPA
685
Court Place Advisors
Maryland
$724K -$9.27K -100 -1%
CWM
686
Cornerstone Wealth Management
Missouri
$717K -$196K -2,088 -21%
NSIM
687
North Star Investment Management
Illinois
$717K +$181K +1,950 +34%
MPI
688
Mairs & Power Inc
Minnesota
$712K – – –
PAA
689
Peregrine Asset Advisers
Oregon
$708K -$45.7K -492 -6%
TIA
690
Tiemann Investment Advisors
California
$707K -$23.2K -250 -3%
RC
691
RBO & Co
California
$697K -$1.39K -15 -0.2%
BCM
692
Bluefin Capital Management
New York
$696K +$696K +7,507 New
PAM
693
Palisade Asset Management
Minnesota
$692K -$463 -5 -0.1%
QIM
694
Quest Investment Management
Oregon
$690K – – –
PVWM
695
Point View Wealth Management
New Jersey
$677K -$75.6K -815 -10%
CWP
696
Capital Wealth Planning
Florida
$674K – – –
NPC
697
National Planning Corporation
California
$674K +$79.6K +849 +13%
WT
698
Washington Trust
Rhode Island
$671K -$37.2K -401 -5%
DPIM
699
Duff & Phelps Investment Management
Illinois
$671K -$20.4K -220 -3%
EVC
700
Eidelman Virant Capital
Missouri
$669K -$5.56K -60 -0.8%
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