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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
PVWM
676
Point View Wealth Management
New Jersey
$614K +$158K +2,065 +35%
FWM
677
Focused Wealth Management
New York
$614K +$401K +5,238 +188%
RB
678
Rodgers Brothers
Pennsylvania
$607K -$42K -548 -6%
AI
679
Atria Investments
North Carolina
$605K +$605K +7,911 New
PAM
680
Palisade Asset Management
Minnesota
$604K -$53.2K -695 -8%
Victory Capital Management
681
Victory Capital Management
Texas
$600K -$2.07M -27,054 -78%
PL
682
Perpetual Ltd
Australia
$597K +$38.2K +500 +7%
WT
683
Washington Trust
Rhode Island
$595K -$3.07K -40 -0.5%
DPIM
684
Duff & Phelps Investment Management
Illinois
$593K -$171K -2,230 -22%
BMC
685
Benin Management Corp
Connecticut
$593K -$7.66K -100 -1%
DAS
686
Dynamic Advisor Solutions
Arizona
$592K +$45.9K +600 +8%
NBC
687
Neuberger Berman Canada
Ontario, Canada
$586K +$586K +7,659 New
PAA
688
Peregrine Asset Advisers
Oregon
$582K -$110K -1,439 -16%
SJIM
689
St. Johns Investment Management
Florida
$582K -$28.1K -367 -5%
SMC
690
Smith, Moore & Co
Missouri
$574K +$574K +7,499 New
MBTD
691
Mechanics Bank - Trust Department
California
$570K -$65.1K -850 -10%
QIM
692
Quest Investment Management
Oregon
$569K -$14.9K -195 -3%
Toronto Dominion Bank
693
Toronto Dominion Bank
Ontario, Canada
$561K -$1.02M -13,356 -65%
FSA
694
Franklin Street Advisors
North Carolina
$561K – – –
LNWWM
695
Laird Norton Wetherby Wealth Management
California
$560K +$149K +1,953 +36%
Cetera Investment Advisers
696
Cetera Investment Advisers
Illinois
$560K +$296K +3,844 +112%
SCM
697
SOL Capital Management
Maryland
$558K +$22.9K +300 +4%
RC
698
RBO & Co
California
$557K -$974K -12,722 -64%
MFIMFI
699
Mesirow Financial Investment Management - Fixed Income
Illinois
$557K – – –
CWP
700
Capital Wealth Planning
Florida
$557K – – –
26 27
28
29 30