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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
676
Wedbush Securities
California
$1.1M +$247K +2,698 +29%
CA
677
Cornerstone Advisors
North Carolina
$1.1M – – –
WJA
678
Williams Jones & Associates
New York
$1.09M +$352K +3,850 +48%
VAM
679
Visium Asset Management
New York
$1.09M -$548K -5,981 -34%
PGIM
680
Pacific Global Investment Management
California
$1.08M -$26.1K -285 -2%
BFEC
681
Benjamin F. Edwards & Company
Missouri
$1.07M +$16.7K +182 +2%
FCB
682
First Citizens Bancorporation
South Carolina
$1.07M -$329K -3,600 -24%
CA
683
Cetera Advisors
Colorado
$1.06M -$14.1K -153 -1%
Envestnet Asset Management
684
Envestnet Asset Management
Illinois
$1.06M -$102K -1,112 -9%
ST
685
Spot Trading
Illinois
$1.06M +$1.06M +11,545 New
DPIM
686
Duff & Phelps Investment Management
Illinois
$1.06M -$86K -940 -8%
ANBTV
687
American National Bank & Trust (Virginia)
Virginia
$1.06M +$388K +4,235 +58%
HVIA
688
Hudson Valley Investment Advisors
New York
$1.05M +$49.7K +543 +5%
CB
689
Community Bank
New York
$1.04M +$1.04M +11,402 New
RNS
690
Robert N. Shapiro
$1.04M +$62.5K +683 +6%
MHIM
691
MacNealy Hoover Investment Management
Ohio
$1.04M -$22.8K -249 -2%
QI
692
Quotient Investors
New York
$1.03M +$64.1K +700 +7%
BA
693
Birinyi Associates
Connecticut
$1.03M – – –
FIM
694
Fruth Investment Management
Texas
$1.03M – – –
GIA
695
Guyasuta Investment Advisors
Pennsylvania
$1.02M +$4.57K +50 +0.4%
SAG
696
Sterne Agee Group
Alabama
$1.02M +$6.41K +70 +0.6%
CCS
697
Crosspoint Capital Strategies
California
$1.02M +$936K +10,227 +1,156%
Koshinski Asset Management
698
Koshinski Asset Management
Illinois
$1.02M +$1.02M +11,094 New
DCLA
699
Douglas C. Lane & Associates
New York
$1.01M -$185K -2,017 -15%
BCM
700
Boltwood Capital Management
California
$1.01M – – –
26 27
28
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