Douglas C. Lane & Associates’s Caterpillar CAT Stock Holding History

Douglas C. Lane & Associates’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	$651K	Sell	9,580 -626	-6%	-$43.8K	0.02%	165
2015 Q3	$667K	Sell	10,206 -194	-2%	-$14.8K	0.02%	159
2015 Q2	$882K	Sell	10,400 -310	-3%	-$26.7K	0.02%	153
2015 Q1	$857K	Sell	10,710 -373	-3%	-$31K	0.02%	151
2014 Q4	$1.01M	Sell	11,083 -2,017	-15%	-$196K	0.03%	148
2014 Q3	$1.3M	Buy	13,100 +1,139	+10%	+$121K	0.04%	138
2014 Q2	$1.3M	Sell	11,961 -39	-0.3%	-$4.09K	0.04%	135
2014 Q1	$1.19M	Sell	12,000 -6,186	-34%	-$583K	0.04%	136
2013 Q4	$1.65M	Sell	18,186 -58	-0.3%	-$4.95K	0.05%	130
2013 Q3	$1.52M	Sell	18,244 -3,250	-15%	-$275K	0.06%	127
2013 Q2	$1.77M	Buy	+21,494	New	+$1.83M	0.07%	125

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Douglas C. Lane & Associates's CAT Position: Q4 2015 in Review

Douglas C. Lane & Associates reduced its Caterpillar (CAT) stake by 6.1% in Q4 2015, selling an estimated $43.8K and leaving 9,580 shares worth $651K. The position accounts for 0.02% of the portfolio, ranked #165.

Douglas C. Lane & Associates first reported a position in CAT in Q2 2013 and has held it in 11 quarters since. The position peaked at $1.77M in Q2 2013. 1,067 funds tracked by Wall St. Rank hold CAT as of Q4 2015.

Douglas C. Lane & Associates held 9,580 shares of Caterpillar worth $651K as of Q4 2015.
Douglas C. Lane & Associates sold 626 Caterpillar shares in Q4 2015, an estimated $43.8K.
Caterpillar made up 0.02% of Douglas C. Lane & Associates's portfolio in Q4 2015, its #165 holding.
Douglas C. Lane & Associates first reported a position in Caterpillar in Q2 2013 and has held it in 11 quarters since.
Douglas C. Lane & Associates's Caterpillar position peaked at $1.77M in Q2 2013.
1,067 funds tracked by Wall St. Rank held Caterpillar as of Q4 2015.

Based on Douglas C. Lane & Associates's 13F filing for Q4 2015, filed 25 Jan 2016.