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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
676
CapWealth Advisors
Tennessee
$1.25M +$85.5K +860 +7%
BOC
677
Barbara Oil Co
Illinois
$1.24M – – –
HPA
678
Hilltop Park Associates
New York
$1.24M +$1.24M +12,500 New
RMAM
679
Raab & Moskowitz Asset Management
New Jersey
$1.22M -$1.01M -10,190 -45%
BA
680
Birinyi Associates
Connecticut
$1.22M +$49.7K +500 +4%
CONA
681
Capital One National Association
New York
$1.2M -$181K -1,818 -13%
WFM
682
Wilmington Funds Management
Delaware
$1.2M – – –
Jones Financial Companies
683
Jones Financial Companies
Missouri
$1.2M +$74.7K +752 +7%
P
684
Pitcairn
Pennsylvania
$1.2M -$688K -6,922 -36%
GP
685
Girard Partners
Pennsylvania
$1.2M -$138K -1,388 -10%
DCLA
686
Douglas C. Lane & Associates
New York
$1.19M -$614K -6,186 -34%
CA
687
Cornerstone Advisors
North Carolina
$1.19M +$1.19M +12,000 New
CI
688
Constellation Investments
Ohio
$1.18M +$19.9K +200 +2%
MHIM
689
MacNealy Hoover Investment Management
Ohio
$1.18M +$56.6K +570 +5%
JIC
690
Johnson Investment Counsel
Ohio
$1.18M -$123K -1,243 -10%
AWCI
691
Alpine Woods Capital Investors
New York
$1.17M – – –
EWM
692
Evercore Wealth Management
New York
$1.17M -$370K -3,720 -24%
HC
693
Highmount Capital
New York
$1.17M +$804K +8,095 +219%
CIBC World Market
694
CIBC World Market
Ontario, Canada
$1.17M +$398 +4 +0%
SHA
695
Smith Hayes Advisers
Nebraska
$1.16M +$8.75K +88 +0.8%
MBTD
696
Mechanics Bank - Trust Department
California
$1.16M -$49.7K -500 -4%
FMII
697
Farmers & Merchants Investments Inc
Nebraska
$1.14M -$22.4K -225 -2%
HVIA
698
Hudson Valley Investment Advisors
New York
$1.14M +$44.7K +450 +4%
PGIM
699
Pacific Global Investment Management
California
$1.13M -$5.17K -52 -0.5%
LC
700
Lilley & Co
Michigan
$1.13M -$27.3K -275 -2%
26 27
28
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