CAT icon

Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
RC
651
RBF Capital
California
$4.1M – – –
BTI
652
Blue Trust Inc
Georgia
$4.09M +$74.8K +304 +2%
RSWM
653
Robertson Stephens Wealth Management
California
$4.06M -$106K -389 -3%
NSIM
654
North Star Investment Management
Illinois
$4.04M -$210K -771 -5%
MA
655
Mutual Advisors
Nebraska
$4.03M +$80.8K +296 +2%
OCAM
656
Onex Canada Asset Management
Ontario, Canada
$4M -$1.1M -4,039 -22%
GIA
657
Guyasuta Investment Advisors
Pennsylvania
$4M +$14.7K +54 +0.4%
WB
658
Webster Bank
Connecticut
$4M +$10.9K +40 +0.3%
ISB
659
Iowa State Bank
Iowa
$3.99M +$89.8K +329 +2%
CFD
660
Creative Financial Designs
Indiana
$3.98M -$12K -44 -0.3%
MCM
661
MAI Capital Management
Ohio
$3.98M +$111K +405 +3%
IPW
662
IronBridge Private Wealth
Texas
$3.94M +$261K +955 +7%
DIP
663
DT Investment Partners
Pennsylvania
$3.93M -$37.4K -137 -0.9%
PAS
664
Park Avenue Securities
New York
$3.93M -$242K -885 -6%
DI
665
DFPG Investments
Utah
$3.92M -$205K -877 -5%
VIM
666
Vinva Investment Management
Australia
$3.92M +$1.45M +5,264 +59%
PCA
667
Pallas Capital Advisors
Massachusetts
$3.88M +$37.5K +155 +1%
ClearBridge Investments
668
ClearBridge Investments
New York
$3.88M +$284K +1,041 +8%
FCH
669
Freestone Capital Holdings
Washington
$3.88M -$26.5K -97 -0.7%
AIMCA
670
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$3.88M – – –
TCOV
671
Trust Company of Vermont
Vermont
$3.86M +$1.37K +5 +0%
TVWM
672
Tower View Wealth Management
Wisconsin
$3.86M -$3K -11 -0.1%
AWM
673
Apollon Wealth Management
South Carolina
$3.85M -$280K -1,025 -7%
PK
674
Pflug Koory
Nebraska
$3.84M -$26.8K -98 -0.7%
SW
675
SteelPeak Wealth
California
$3.83M -$385K -1,411 -9%
25 26
27
28 29